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Title |
Location - (Distance) |
Salary/Rate |
Date |
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Chief Compliance officer |
Andover, MA US - ( mi.) |
Competitive base and bonus |
Dec 13 |
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| Robeco Investment Management, Inc. (RIM), New York/Boston - Managing Director and Chief Compliance Officer (CCO) (Former Partner and CCO at Boston Partners Asset Management, L.P. prior to their acquisition by Robeco) RIM is a wholly owned subsidiary of the Robeco Group, a Dutch investment management firm, which is % owned by Rabobank, a cooperative bank located in the Netherlands. RIM is comprised of three divisions, Boston Partners, Weiss Peck & Greer (WPG), and Sage Capital. The ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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employment law specialist |
Boston, MA US - ( mi.) |
$90K to $100K |
Mar 18 |
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| KILEY L. CLARK Tremont Street Apt. E Boston, MA () - – Cellular kiley EXPERIENCE Dana Farber Cancer Institute, Brookline Place West, Brookline, MA Sr. Employee Relations Manager, February – Present · Counsel staff members and managers related to employment and management issues such as policy interpretation, corrective action and conflict resolution · Monitor the ethics line and conduct investigations into any human resources-related ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Attorney |
Lynnfield, MA US - ( mi.) |
$80K to $150K |
Feb 3 |
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| BUSINESS AND LEGAL MANAGEMENT – TELECOMMUNICATIONS & TECHNOLOGY Strategic Planning & Negotiations | Business Advisory & Oversight | Corporate Improvement Astute and tenacious corporate transactional attorney with competencies in delivering sustainable change and improving processes in dynamic operating environments. Extensive knowledge of M&A activities and Sarbanes-Oxley. Conduct strategic research and analysis as part of evaluating business opportunities and mitigating risk and exposure. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Counsel |
Boston, MA US - ( mi.) |
Current salary is $230 plus bonus |
May 6 |
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| SUMMARY: Corporate attorney focused on private equity fund formation and administration with experience in general corporate matters, regulatory compliance, and mergers & acquisitions; prior business experience includes business development, management, and recruiting. PROFESSIONAL EXPERIENCE: Weil, Gotshal & Manges LLP Boston, Massachusetts Associate, September - Present Advise private equity and hedge fund clients on fund formation, investment syndication and fund administration matters, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Avp Or Above |
Malden, MA US - ( mi.) |
80-90K |
Jan 23 |
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| Goal: To obtain a position with potential for advancement that contributes to the employers mission statement, while drawing on the experience gained in the corporate environment. Professional Certifications: Series , Series , Series , Series , Series Experience: ZURICH SCUDDER INVESTMENTS, Boston, Massachusetts AVP - Supervising Compliance Analyst (/ to present) - Compliance liaison for the Retirement and Variable Annuity business units. Provide continuous and ongoing information, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliancel Manager |
Sudbury, MA US - ( mi.) |
$90K to $120K |
Mar 20 |
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| PROFESSIONAL Experienced Paralegal with excellent written and oral SUMMARY communications skills. Demonstrated ability to work independently and in a group setting. Extensive experience in problem solving and meeting strict deadlines. EXPERIENCE April, - Present QUANTITATIVE ADVISORS, Lincoln, MA Regulatory Compliance Manager Maintain corporate records and filings Responsible for all regulatory filings for mutual fund, investment advisor and associated broker/dealer Responsible for ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance |
Boston, MA US - ( mi.) |
$60K to $250K |
Jul 21 |
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| SUMMARY Compliance professional with experience in financial services and telecommunications/utility industries. Has ability to fully understand a system, and its accompanying internal controls, risks and regulations. Strengths are ability to take direction well, relate well to people, intellectually curious and adaptable to a variety of professional environments. EDUCATION MA in International Economics and Finance, Brandeis University, International Business School, Waltham, MA BS in Public ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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compliance |
Amesbury, MA US - ( mi.) |
$100K to $175K |
Nov 22 |
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| SECURITIES & BUSINESS LAW: Chief Compliance Officer, Counsel CAREER PROFILE & CREDENTIALS Highly accomplished Securities Compliance professional with + years experience in all aspects of the financial services industry. Experienced executive with strong track record of helping registered representatives and broker-dealers succeed in a highly regulated industry. Qualifications/achievements include: • Counsel to Executive Management team on all legal and compliance matters facing the firm. • ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance |
North Reading, MA US - ( mi.) |
$90K to $120K |
Jan 18 |
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| Susan C. Beane Financial Services professional with extensive compliance experience establishing strong working relationships with regulators and business partners. Proven success in leading corporate regulatory business functions, developing programs and cross-company initiatives in a fast-paced environment. Successful experience leveraging technology in support of business practices. Expands and preserves strong connections with FINRA, Technology, Compliance, Legal, Marketing and Risk ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Attorney |
Amesbury, MA US - ( mi.) |
$60K to $80K |
Nov 17 |
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| PROFESSIONAL EXPERIENCE Kazarosian Law Offices, Haverhill, Massachusetts, May – Present Associate Attorney, November – Present • Practice areas: Divorce and family law, general civil litigation, employment law, and discrimination. • In addition to basic family law and general litigation, assist senior attorneys with complex matters by performing legal research and analysis, drafting pleadings, motions and legal memoranda, resolving discovery disputes, preparing discovery and trial ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Contracts Specialist, Policy Analyst, |
Everett, MA US - ( mi.) |
$60K to $100K |
Mar 10 |
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| EDUCATION THE UNIVERSITY OF CONNECTICUT SCHOOL OF LAW, Hartford, Connecticut Juris Doctor, GPA: . Activities: Connecticut Bar Association, Member, Public Interest Law Group, Member Research Assistant to Professor Robin Barnes -, Consumer Advocacy State’s Attorney Externship, Black Law Student Association, Member THE UNIVERSITY OF CONNECTICUT SCHOOL OF BUSINESS, Storrs, Connecticut Masters of Business Administration, GPA . Activities: Women’s MBA Society Honors: National ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Tax, Attorney |
Danvers, MA US - ( mi.) |
$50K to $70K |
Nov 20 |
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| Bar Membership Admitted to Massachusetts State Bar, November Education Boston University School of Law – Graduate Tax Program, Boston, MA LL.M. in Taxation, May (. GPA) o Focused on taxation of business entities (C corps, S Corps, Partnerships and LLCs) o Completed courses concentrating on tax accounting, real estate taxation, executive compensation, employee benefits, international taxation, IRS procedure, state and local taxation, estate planning, personal taxation, etc. New ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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AML Compliance |
North Reading, MA US - ( mi.) |
$80K |
Jan 4 |
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| SUMMARY OF SKILLS Anti-Money Laundering Professional with a solid background in the financial industry, focusing primarily on program development, AML regulations and financial investigations. Detail oriented with extensive experience in report writing, regulatory compliance, auditing, and project development. Creative problem solver and dynamic leader with exceptional organizational skills. Certified Anti-Money Laundering Specialist (Member ACAMS). Key skills and knowledge: Employee ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Officer |
Boston, MA US - ( mi.) |
$50K to $80K |
Jun 13 |
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| Education Boston University School of Law, Boston, MA LL.M. in Banking and Financial Law, January Pontifícia Universidade Católica de São Paulo-PUC/SP, São Paulo, Brazil Specialist in Consumer Relations Law, January Fundação Instituto de Ensino para Osasco, São Paulo, Brazil LL.B (Bachelor of Laws), December Pontifícia Universidade Católica de São Paulo-PUC/SP, São Paulo, Brazil B.S. in Accounting, not concluded Professional Experience Morin Center and IDLO Fellowship Program, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Analyst |
Boston, MA US - ( mi.) |
$70K to $90K |
Nov 10 |
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| EDUCATION: New York Law School, New York, NY J.D., Fordham University, Bronx, NY B.A., Political Science, ADMISSIONS: Massachusetts New York Member of Massachusetts and New York State Bar Associations EXPERIENCE: Cadence Capital Management LLC, Boston, MA A boutique registered investment advisor with $B under management. Separately managed clients and sub-advised U.S. mutual funds invested in U.S. long equities. Compliance Associate, October – July • Worked directly with ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Analyst |
Boston, MA US - ( mi.) |
$50K to $70K |
Oct 14 |
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| Nathaniel R.J. Ulrich EXECUTIVE SUMMARY Experienced, non-manager with years working closely with multiple lines of business and senior leadership. Strong ability to work independently or with a team on multiple projects under time constraints. Working knowledge of Securities Markets, and Acts, GIPS, contract review and drafting. Additional experience in project management, budgeting, operations, and relation management. EDUCATION New England School of Law, Boston, MA May ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Analyst |
Boston, MA US - ( mi.) |
$50K to $70K |
Sep 12 |
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| / http://www.indeed.com/me/daphne kaye / http://www.linkedin.com/in/daphnekaye WORK EXPERIENCE: (CHRONOLOGICAL) AMERICAN MODERN ENERGY (REHIRED) BOSTON, MA / – / MILLENNIUM PHARMACEUTICALS CAMBRIDGE, MA / – / AMERICAN MODERN ENERGY BOSTON, MA / – / COMCAST WASHINGTON MUTUAL MANCHESTER, NH SAN FRANCISCO, CA / – / - – / PROVIDIAN FINANCIAL SAN FRANCISCO, CA / – ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Professional |
Somersworth, NH US - ( mi.) |
$80K to $100K |
Apr 16 |
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| RESUME Positions of Experience: OSJ Branch Sales Manager, Compliance Examiner/Supervisor, Certified Fraud Examiner. Objectives: Desirous of applying extensive background in the Financial Services Field acquired over the past + yrs, toward Management/Compliance Advisory position in the Financial Services Sector. Background experience includes: yrs in Management and Compliance and yrs in direct financial services sales. Management experience covers the management of Reps to Reps; and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance/legal |
Haverhill, MA US - ( mi.) |
$40K to $50K |
Mar 29 |
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| Related courses: * Introduction to Paralegal * Family Law * Wills, Trusts, & Estates * Legal Writing * Real Estate Law * Tort Law Strengths and Qualifications: * Able to multi-task * Organized * Proficient with Microsoft Word * Frequent with Excel * Excellent customer service skills *Dakcs system *E-Collections *Frequent with Lexius Legal search Employment: Windham Professionals, Salem, NH / - Current Compliance Department Responsibilities include: *Review accounts to make sure policy and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Director, Compliance |
Boston, MA US - ( mi.) |
$80K to $100K |
Mar 11 |
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| Bar Admission Massachusetts State Bar, admitted November Education Suffolk University Law School, Boston, MA Juris Doctor, cum laude, May Business Law and Financial Services Concentration Class Rank: Top % (/) Honors: Dean’s List, - Honorable Mention, Legal Practice Skills Oral Argument Competition, Fordham University, Bronx, NY Bachelor of Arts, History, May Cumulative GPA: ./. Honors: Dean’s List, - Phi Alpha Theta (History Honors Society), ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Specialist |
Boston, MA US - ( mi.) |
$50K to $80K |
Jul 17 |
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| Melanie Markowski Marlborough Street # Boston, Massachusetts () - Bar Admission Admitted to Massachusetts Bar, November . Education Suffolk University Law School, Boston, MA Juris Doctor, May International Law Concentration GPA: . Honors: Phi Delta Phi, Rehnquist Inn, February –May Legal Practice Skills Excellence in Legal Writing, April The University of Texas, Austin, TX Bachelor of Arts with honors, May Majors: ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Attorney |
Brookline, MA US - ( mi.) |
$80K to $100K |
Sep 14 |
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| PROFESSIONAL PROFILE Dedicated and principled attorney with a comprehensive knowledge of ethics, professional responsibility and litigation. Known for being a thorough and complete researcher and analyst with the ability to manage multiple, complex projects with efficiency and accuracy. Adept at handling interactions at all levels of the legal structure and within management. A strong leader, advocate, organizer and motivator with accomplishments based on effectiveness, expertise and passion ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Counsel / Compliance |
Waban, MA US - ( mi.) |
$120K to $200K |
May 25 |
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| SECURITIES COMPLIANCE AND REGULATORY COUNSEL Securities counsel with broad-based investment compliance and SEC enforcement experience. Most recently served as Chief Compliance Officer for registered investment adviser (including its private equity group) and its affiliated mutual funds; also served as SEC Enforcement counsel for + years with matters ranging from market timing scandals to financial fraud. Solid experience in managing robust compliance programs under the Advisers Act and Act. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Officer |
Boston, MA US - ( mi.) |
$70K to $90K |
Aug 30 |
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| EDUCATION: New York Law School, New York, NY J.D., Fordham University, Bronx, NY B.A., Political Science, ADMISSIONS: Massachusetts New York Member of Massachusetts and New York State Bar Associations EXPERIENCE: Cadence Capital Management LLC, Boston, MA A boutique registered investment advisor with $B under management. Separately managed clients and sub-advised U.S. mutual funds invested in U.S. long equities. Compliance Associate, October – July • Worked directly with ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Analyst |
Everett, MA US - ( mi.) |
$70K to $90K |
Jun 4 |
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| Legal Experience CONTRACT ATTORNEY Boston, MA April – July ; July – Present Document reviewer for WilmerHale and previously for Fidelity Investments and Law Offices of Robert W. Harrington in securities, pharmaceutical, and employment matters. Duties include: analyzing hard copy and electronic documents using Kroll Ontrack, Concordance, iConnect, and Clearwell; determining relevancy and privilege of documents; assisting in the preparation of witness interviews; and participating ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Specialist |
Boston, MA US - ( mi.) |
$60K to $70K |
Jun 10 |
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| EXPERIENCE Harmon Law Offices, PC Newton, MA ATTORNEY, OCTOBER -September Responsibilities: Negotiated with opposing counsel to resolve miscellaneous issues incident to the foreclosure process. Drafted Deed in Lieu documents as needed. Attended summary process hearings. Coordinated with the Land Court and various title companies to resolve title issues. Reviewed all documents necessary to complete a valid foreclosure. Fish and Richardson, PC Boston, MA BILLING COORDINATOR, OCTOBER ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Advisor |
Charlestown, MA US - ( mi.) |
$50K to $80K |
Aug 16 |
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| -Director rd Year Day/th Year Evening Competition - Journal of Trial & Appellate Advocacy, Member - Honors and Awards: Dean’s List -; -; - Suffolk Jurisprudence Award: Secured Transactions, Spring Suffolk Jurisprudence Award: Commercial Law Sales, Fall Honorable Mention, Legal Practice Skills Oral Advocate Award, Spring Trial Competition: Mock contract negotiation competition, Participant, April Legal Fraternity: Phi Delta Phi, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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compliance analyst |
Hampton, NH US - ( mi.) |
$50K to $70K |
Oct 22 |
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| Scott B. Simonds SUMMARY OF QUALIFICATIONS • More than years in financial services with five plus years as a compliance analyst. • Skilled at compliance oversight for mutual funds and separate accounts. • Working knowledge of The Investment Company, Investment Advisers Act of . • Experience with mutual fund/adviser reporting such as SEC, IRS, and Board of Trustees. EDUCATION Harding University, Searcy, AR Bachelors of Arts Degree in Mathematics McIntosh College, Dover, NH ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Analyst |
Boston, MA US - ( mi.) |
$60K |
Oct 2 |
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| Deborah J. Alexander Riverway, # Boston, MA () - SUMMARY Compliance professional with experience in financial services and telecommunications/utility industries. Has ability to fully understand a system, and its accompanying internal controls, risks and regulations. Strengths are ability to take direction well, relate well to people, intellectually curious and adaptable to a variety of professional environments. EDUCATION MA in International Economics ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance, Attorney |
Stoughton, MA US - ( mi.) |
$70K to $120K |
May 24 |
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| Work Experience: Consulting: =>Financial & Legal Consulting Associates (Sept. to Current) *Manage the associate’s Compliance, ERISA, COBRA and HIPAA *Draft simple and complex personal and business estate documents *Elder Law, Long Term Care Estate Protection and Dynasty Creation *Write, set-up and perform - public speaking engagements annually. *Contracts, corporate formation, adoption agreement creation and management *Real estate transactions (sales, trusts, § exchanges, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Officer |
Peabody, MA US - ( mi.) |
$40K to $50K |
Jul 27 |
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| Seeking a challenging position requiring extensive communication and managerial experience and a desire to contribute to the success of a growing organization. EXPERIENCE –Present University of North Carolina– Chapel Hill, NC Appeals Hearing Coordinator •Responsible for the adjudication of parking citation appeals through detailed investigations and mediation. •Interview appellant’s in-house as well as maintaining online web appeals/database. •Analyze data regarding reoccurring problematic ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Attorney, Compliance |
Brockton, MA US - ( mi.) |
$100K to $175K |
Sep 15 |
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| and on Linkedin Work Experience: Consulting: =>Financial & Legal Consulting Associates (Sept. to Current) *Manage the associate’s Compliance, ERISA, COBRA, HIPAA and Benefits *Handle various home offices and FINRA, compliance and Act inquiries *Draft simple and complex personal and business estate/business documents *Elder Law, Long Term Care Estate Protection, Probate and Dynasty Creation *Write, set-up, co-ordinate & perform - speaking engagements annually *Contracts, corporate ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Director |
Quincy, MA US - ( mi.) |
$100K to $130K |
Nov 30 |
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| SUMMARY OF QUALIFICATIONS MBA candidate and proven project leader with over years of professional experience in strategy development, business analysis, process improvement and project management. Recognized for ability to manage organizational change, collaborate cross-functionally to build consensus and successfully move projects forward. EXPERIENCE JOHN HANCOCK FINANCIAL NETWORK Jan – Oct Compliance Director - Responsible for the management of two distinct compliance groups within ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Professional |
Quincy, MA US - ( mi.) |
$50K to $80K |
Jun 4 |
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| PROFILE Compliance professional with over years of financial industry experience; a proven problem solver with exceptional ability to identify and resolve issues in a rigorous and continuously changing compliance environment Registered Principal – Series , , , , . WORK EXPERIENCE / - / Compliance Consultant MetLife Boston/MA Using discretion and judgment in reviewing, editing, and approving assigned marketing materials, advertising, sales literature and correspondence. As a ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Associate |
Brighton, MA US - ( mi.) |
$70K to $250K |
May 13 |
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| BAR MEMBERSHIP Massachusetts State Bar, EDUCATION Franklin Pierce Law Center, Concord, NH Juris Doctor, National Trial Competition: Northeast Region Runner Up ATLA Student Trial Advocacy Competition, participant ABA Negotiation Competition, participant ABA Negotiation Competition, participant Chinese Intellectual Property Summer Institute, Tsinghua Univ., Beijing, China Franklin Pierce College, Rindge, NH Bachelor of Arts, History, Minor in Political Science, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Attorney |
Marblehead, MA US - ( mi.) |
$120K to $175K |
Apr 23 |
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| DESIGNATIONS & EDUCATION CIPP - Certified Information Privacy Professional - Member - International Association of Privacy Professionals Associate - Insurance Regulatory Compliance: LOMA anticipated CPCU - MBA - Boston University School of Management - LLM - Boston University School of Law - JD - Suffolk University Law School - BA - Trinity College - PROFESSIONAL EXPERIENCE LIBERTY MUTUAL INSURANCE GROUP - Portsmouth, NH –Present Manager of Operations and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Regulatory Compliance |
Lynn, MA US - ( mi.) |
$60K to $70K |
Feb 4 |
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| SUMMARY Extensive experience in mutual funds and annuities in compliance, shareholder reporting, and regulatory filing. Skilled in written communication, managing complex systems, and communicating effectively with management, vendors, and auditors. EXPERIENCE July - METLIFE December Business Consultant – Regulatory Communications Management • Managed print and electronic delivery of regulatory documents for enterprise variable products. Responsibilities included document set up, mail ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Compliance Analyst |
Medway, MA US - ( mi.) |
$60K to $90K |
Feb 8 |
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| SUMMARY Senior Compliance Analyst with years of experience in the financial industry, specializing in subpoena responses to state, federal, SEC, and FBI requests, Privacy, Rule , Code of Ethics, SARS filings, a- testing, -c- trade monitoring, and Anti Money Laundering. EXPERIENCE JOHN HANCOCK SIGNATURE SERVICES -Present Senior Compliance Analyst (-Present) • Managed a % decrease in the number of accounts escheated since by developing a Lost ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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attorney |
Arlington, MA US - ( mi.) |
$40K to $100K |
Aug 4 |
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| CAMBRIDGE HOUSING AUTHORITY, Cambridge, MA Assistant General Counsel: As the sole staff attorney, advised Board of Commissioners, executive director and staff on questions arising in the operation of public housing authority. Drafted, edited and reviewed contracts, leases and other agreements for legal sufficiency. Interpreted and assisted in the implementation of and compliance with state and federal statutory and regulatory requirements. Compliance Officer for the American with Disabilities ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Senior Paralegal |
Boston, MA US - ( mi.) |
$50K to $90K |
Sep 15 |
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| Highly motivated, analytical and resourceful Excellent communications skills Proficient in managing multiple projects simultaneously Competent in drafting and editing legal documents Ability to interpret and apply statutory regulations to legal issues Strong interpersonal and organizational skills EDUCATION Bachelor of Arts (English) Plymouth State College (University of New Hampshire System) Plymouth, New Hampshire Honors: Summa cum laude PARALEGAL EXPERIENCE Legal Relations Manager ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Attorney |
Lawrence, MA US - ( mi.) |
$80K to $100K |
Jun 25 |
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| ATTORNEY AT LAW EDUCATION MASSACHUSETTS SCHOOL OF LAW, Andover, MA Juris Doctor ¡V May Affiliation: American Trial Lawyers Association Worked in the Barrister¡¦s Club, and attended presentations and analyses of cases. Assisted students and the public in law library usage; developed proficiency in Westlaw. UNIVERSITY OF MISSOURI ¡V COLUMBIA B.S. Journalism ¡V December Teaching Assistant for Introductory Courses Advertising Account Executive for Columbia Missourian Reporter for KBIA ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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VP |
Lexington, MA US - ( mi.) |
$100K to $150K |
Jul 25 |
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| B.A; LL.B; H. Dip. Tax) (Attorney, South Africa; Conveyancer, South Africa)Legislation & Regulatory Affairs / Risk Management & Compliance Key Strengths and Benefits:. Strategic Analysis of Policy. Legislation Interpretation and Application. Regulation Interpretation and Application. Compliance Imperatives. Corporate Governance and Business Ethics. Strategic Planning. Business Analysis. Risk Management. Regulatory Training. Industry RepresentationSignature Value:* Analytical Problem ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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|MEDICAL RECORDS SPECIALIST |
Haverhill, MA US - ( mi.) |
$70K |
May 7 |
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| OBJECTIVE: To afford the opportunity to bring over years of medical-nursing experience and education to transition into consulting, managing and legal fields in order to benefit your company. EDUCATION: Associate Degree in Nursing (ADN), . Middlesex Community College at Lowell General Hospital, Lowell, MA Professional Courses: Introduction to Paralegal Introduction to American Law Introduction to Real Estate LawIntroduction to Legal Research and WritingMicrosoft Office, Beginner, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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OFAC/FCPA Compliance Advisor |
Stoneham, MA US - ( mi.) |
$90K to $100K |
May 10 |
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| employees, and six mail order pharmacies in states. Director of Corporate Compliance (– ) Promoted to newly created position responsible for the company-wide ethics and business conduct programs including compliance with government agreements, policies, and procedures, and record retention. Managed compliance obligations set forth under a four-year integrity agreement entered into with the Department of Health and Human Services Office of Inspector General, which included employee ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Sr. Portfolio Compliance Specialist |
Billerica, MA US - ( mi.) |
$80K to $100K |
Feb 16 |
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| EDUCATION SUFFOLK UNIVERSITY, Boston, MA MBA, May BABSON COLLEGE, Wellesley, MA Bachelor of Science in Business Administration, May Concentration in Finance/International Studies WORK EXPERIENCE Wellington Management Company, LLP Boston, MA Proxy Operations Manager February – Present • Recently oversaw proxy vendor transition from Broadridge to Glass Lewis, integrating internal Wellington parties as appropriate • Manage proxy voting account setup and maintenance process with ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Regulatory Compliance Specialist |
Holbrook, MA US - ( mi.) |
$40K to $60K |
Mar 3 |
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| WORK EXPERIENCE COMPUTERSHARE, Canton, MA to present Investor Services Representative, Transfer Agent · Maintain records of investors for hundreds of publicly traded companies. · Track and respond to multiple client requests regarding account balances and transactions. · Process investor mailings and deal with any associated problems. STATE STREET BANK & TRUST COMPANY, Boston, MA to Compliance Administrator, Mutual Fund Services · Accountable for managing and coordinating the ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | VALUE NOT FOUND |
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Investment Compliance Analyst |
South Weymouth, MA US - ( mi.) |
$50K to $70K |
Sep 22 |
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| Supported Director of Corporate Compliance by providing Monthly and Quarterly Reports regarding agent sales activity and replacement activity for our Life and Annuity products. • Monitored new business sales activity for the TSA, Agency and Bank channels to ensure state and company regulations and procedures were followed. • Identified areas of non-compliance, researched possible causes and worked with units to ensure standards were in place moving forward. • Developed monthly New York Reg- ... More |
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Labor Law Compliance Specialist |
Natick, MA US - ( mi.) |
$50K to $70K |
Jun 14 |
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| staff members, ranking st in the Fortune rankings.“Company expert” on Employment and Labor Law issues as well as statutes and regulations including Title VII, Age Discrimination in Employment Act, Americans with Disabilities Act, Family and Medical Leave Act, Immigration Reform and Control Act, Fair Labor Standards Act, and National Labor Relations Act.Responded to charges of discrimination and claims of wage and hours law violations.Reviewed and revised Company handbooks, policies ... More |
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Compliance Officer III |
Winthrop, MA US - ( mi.) |
$40K to $70K |
Jul 21 |
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| EDUCATION Northeastern University Boston, MA. Bachelor of Science in Criminal Justice Graduated: April G.P.A: . Criminal Justice Courses: Criminal Evidence, Criminal Procedure, Criminal Law, Criminal Investigations, Introduction to Information Systems and Technology, PC Database Software, Computer Crimes and Security, Political Crimes and Terrorism, Interpersonal Communications, Understanding Homeland Security, and White-Collar Crimes, and Elementary French & . Boston University ... More |
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Compliance Officer/ Attorney |
Winchester, MA US - ( mi.) |
$100K to $250K |
Sep 14 |
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| Summary: Multi-lingual attorney licensed in NY and MA has international transactional experience and excels in high-pressure environment analyzing complex issues. Specializing in finance and banking law, possesses compliance and regulatory experience, and strong interpersonal skills and managerial skills. PROFESSIONAL EXPERIENCE Goldman Sachs, Jersey City, NJ July - present Contract Attorney, Compliance Department- E-Communications Review and analysis of internal and external ... More |
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