|
| |
Title |
Location - (Distance) |
Salary/Rate |
Date |
|
|
Paralegal |
Chesapeake, VA US - ( mi.) |
$40K to $50K |
Apr 25 |
|
| SUMMARY : Certified Paralegal, with years of Banking Finance, Business Realestate & Mortgage Transaction and Compliance experience. EXPERIENCE: Compliance Specialist/Paralegal Specialist, Crescent Bank & Trust, New Orleans, LA (September , – February , ) Paralegal to bank In-House counsel, Legal Department responsible for reviewing and analyze all incoming legal documentation and draft legal forms and documents as it pertains to bank regulatory compliance and individual state ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
|
|
|
|
Clerical Office Assistant |
Santa Clarita, CA US - ( mi.) |
$30K to $40K |
Mar 30 |
|
| . Volunteer Secretary. Record and generate committee minutes. Review scholarship applications for compliance with all fund guidelines as to both form and substance, and generate summary of findings. Maintain all necessary contact with applicants, whether by telephone or correspondence, during the pending processing of application. -Present: California Retired Teachers Association, Division , N. Rosenell Terrace, Los Angeles, CA . Volunteer Secretary. Record and generate minutes ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
|
|
|
|
Legal Collections |
Marietta, GA US - ( mi.) |
$30K to $50K |
Apr 20 |
|
| OBJECTIVE To obtain a responsible, challenging position, which allows me to use my skills, while attaining personal and professional growth. EMPLOYMENT HISTORY /-/ Law Offices of Carmen V. Porreca Marietta, GA Legal/Pre-Legal Collection Representative Managed healthcare medical accounts in compliance with HIPPA policies and procedures Filed suits for delinquent pre-legal accounts Established consent judgments for defendants served summons for overdue medical bills Requested default ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
|
|
|
|
Administrative Position |
Houston, TX US - ( mi.) |
$100K to $200K |
Apr 23 |
|
| OBJECTIVE To offer my legal, clerical, and communication skills to a progressive company. SUMMARY OF QUALIFICATIONS Possess a “Class D” Water Operators license. A member of the Texas Water Utility Association and the Sam Houston Water Utility Association. Mediation Certification… completed training with the noted Dispute Resolution Center of Harris County Texas. EDUCATION AND TRAINING Houston Community College, Associate of Applied Science Degree in Paralegal Studies with a . grade point ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
|
|
|
|
Administrative Assistant |
Washington, DC US - ( mi.) |
$60K to $70K |
May 17 |
|
| CAREER OBJECTIVE Paralegal professional with years of legal and records management experience at leading Government facilities. Possesses extensive hands on experience working with business clients, project managers and attorneys. PROFESSIONAL EXPERIENCE /-/ GAPS SOLUTION INCORPORATED Alexandria, VA Paralegal • Reviewed case materials to become familiar with questions under consideration; • Drafted and edits non-legal memoranda, research reports and correspondence relating to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | High School Diploma |
|
|
|
|
Paralegal |
San Diego, CA US - ( mi.) |
$50K to $250K |
Mar 21 |
|
| EDUCATIONAL BACKGROUND BA DEGREE – University of Hartford; West Hartford, CT () Double Major: Interpersonal Communication / Film ABA CERTIFIED PARALEGAL - University of San Diego (Summer of ) Emphasis: Civil / Business Litigation EMPLOYMENT EXPERIENCE November of to Present Time Confidential Company; Carlsbad, CA Managing Corporate Paralegal • Accomplishments include designing core business development models • Manage, coordinate and supervise Corporate IT adherence; legal ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Paralegal Legal Assistant |
Atlanta, GA US - ( mi.) |
$30K to $40K |
Apr 26 |
|
| Educational Experience: MERCER UNIVERSITY B.S. CRIMINAL JUSTICE/PUBLIC SAFETY Atlanta, GA Expected Completion: Spring ATLANTA TECHNICAL COLLEGE A.A.S. PARALEGAL STUDIES Atlanta, GA Graduation: Spring Practical Experience: WOTORSON, THOMPSON & VALBRUN, P.A Paralegal Intern Aug. —Dec. Drafted written and oral correspondences including notices of claims, opening trial statements, Ad Litem’s notices, letters of termination, records requests; Prepared personal injury settlement ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
|
|
|
|
Mystery Shopper |
Los Angeles, CA US - ( mi.) |
$30K to $80K |
Mar 21 |
|
| SUMMARY OF SKILLS: • Proficient in WordPerfect, MS Office, MS Windows, Westlaw; Lexis, Nexus, Proforma, Case Map, Legal Solution, Paradox, Execution and Dictaphone, client intake, • Demand letters, Contracts, Legal Forms. • + years of experience in working with the California Judicial System • + years preparing documentation and interview clients in the area of family law • + years preparing pleadings and discovery in the area of personal injury • + years working in the area of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Security Officers |
Brandon, FL US - ( mi.) |
$20K to $30K |
Mar 30 |
|
| OBJECTIVE Seeking a Field Technician position. EDUCATION Certified Correctional Officers Academy Certified Force Protections Officers Academy State Security Officer Class D & G License Certified CPR and AED Honorable Discharge from US Military High School Graduate Valid Florida Driver’s License EMPLOYMENT HISTORY ITT Security Systems Kosovo January to Present Force Protection Specialist Responsible for handling Classified Materials, safeguarding all U.S. and Joint Allied Forces deployed ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
|
|
|
|
Court Clerk |
Lawrenceville, GA US - ( mi.) |
$20K to $50K |
Apr 20 |
|
| L Communications Security Administration Specialist Implements and enforces Industrial, Information, Homeland, Personnel and Physical Security policies Provides administrative and security sustenance to Joint Task Force Civil Support, a deployable Department of Defense source with the mission of homeland defense, civil support and domestic consequence management Processes and verifies security clearances through the Joint Personnel Adjudication System (JPAS) Prepare letters and forms for ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
|
|
|
|
employment law specialist |
Boston, MA US - ( mi.) |
$90K to $100K |
Mar 18 |
|
| KILEY L. CLARK Tremont Street Apt. E Boston, MA () - – Cellular kiley EXPERIENCE Dana Farber Cancer Institute, Brookline Place West, Brookline, MA Sr. Employee Relations Manager, February – Present · Counsel staff members and managers related to employment and management issues such as policy interpretation, corrective action and conflict resolution · Monitor the ethics line and conduct investigations into any human resources-related ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Product Development Specialist |
Shawnee Mission, KS US - ( mi.) |
$110,K |
Feb 25 |
|
| EDUCATION: - Bachelor of Arts, History, The Citadel, Charleston, South Carolina - Juris Doctorate, St. John’s University School of Law, New York, New York EXPERIENCE: / through present- MutualAid eXchange, Legal and Compliance Director: Organized and reviewed existing company form and rate filings, identified shortcomings and took all actions needed to correct faulty and incomplete filings. Developed and prepared initial form and rate filings for homeowners, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Compliance Officer |
Brooklyn, NY US - ( mi.) |
$70K to $100K |
Oct 23 |
|
| Professional Experience Gilford Securities Inc. New York, NY April to Present Chief Compliance Officer • Oversee and manage compliance issues within the organization and ensure that firm RIAs are complying with SEC rules and regulations, and that registered broker/dealer representatives are complying with FINRA rules and regulations. • Update the written supervisory policies and procedures for the Investment Adviser and Broker/Dealer. • Respond in a timely fashion to FINRA and SEC inquires. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | High School Diploma |
|
|
|
|
law clerk; legal assistant |
Gotha, FL US - ( mi.) |
More is better |
Nov 20 |
|
| STEPHEN A. TALMADGE, PhD, ABPP, JD Diplomate, Forensic Psychology, American Board of Professional Psychology (Retired) Little Hampton Lane, Gotha Florida ()- „P Mature professional with successful prior background as a clinical and forensic psychologist. Legal Assistant for civil commitment, competence to stand trial, and insanity defense. Experience teaching psychology to undergraduate and graduate students. Advanced knowledge of issues related to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Compliance Analyst |
Brooklyn, NY US - ( mi.) |
BONUS |
May 2 |
|
| OBJECTIVE To obtain a position in the field of complianceEXPERIENCE Bear Wagner Specialists LLC, New York, NY/-/ Compliance Analyst• Managed many specialist and trading compliance functions • Performed surveillance of proprietary trading and firm error account• Monitored the firm compliance with AML obligations• Oversaw communication and training for employees• Maintained the AML procedures to ensure that the procedures are up-to-date with current rules and regulations• Ensured proper ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
compliance officer |
Baldwin, NY US - ( mi.) |
negotiable $90K to $120K |
Nov 4 |
|
| MAIL- SUMMARY: Extensive experience in Brokerage Operations, Compliance and Investment areas. Current specialty is Compliance. EMPLOYMENT: PARETO PARTNERS/PARETO SECURITIES, NEW YORK, N.Y (July -Present) COMPLIANCE OFFICER Pareto Partners is registered with the SEC as an Investment Adviser under the Investment Advisers Act of and is also regulated with the FSA in the United Kingdom. Pareto Securities was registered with the NASD and SEC. The firm ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Chief Compliance Officer |
Miami Shores, FL US - ( mi.) |
$90K to $120K |
Feb 8 |
|
| EDUCATION UNIVERSITY OF MIAMI SCHOOL OF LAW, Coral Gables, Florida LL.M. in Comparative Law, – Honors: Full Academic Scholarship ESCUELA LIBRE DE DERECHO, A.C., Mexico City, Mexico Attorney, equivalent to Juris Doctor degree in the U.S. License to practice law in Mexico obtained September PROFESSIONAL EXPERIENCE PRONTO EXPRESS LLC, Miami, Florida (Money Services Business) August Chief Compliance Officer, CCO Supervised the legal and operational set up of a U.S. based money ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Compliancel Manager |
Sudbury, MA US - ( mi.) |
$90K to $120K |
Mar 20 |
|
| PROFESSIONAL Experienced Paralegal with excellent written and oral SUMMARY communications skills. Demonstrated ability to work independently and in a group setting. Extensive experience in problem solving and meeting strict deadlines. EXPERIENCE April, - Present QUANTITATIVE ADVISORS, Lincoln, MA Regulatory Compliance Manager Maintain corporate records and filings Responsible for all regulatory filings for mutual fund, investment advisor and associated broker/dealer Responsible for ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Compliance Officer |
Jersey City, NJ US - ( mi.) |
$80K to $120K |
Dec 7 |
|
| Objective: To obtain the position of Compliance Associate with an Investment Adviser. Licenses: Series , Series , Series Work Experience: MassMutual Financial Group, Overland Park, KS March -Present Compliance Officer Accomplishments: Designed a branch office central filing system in accordance with company and regulatory requirements Created a management system that offers the firm’s orphan client’s proper service and the firm manageability Rolled out privacy policy procedures ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Supervisor |
Fort Lee, NJ US - ( mi.) |
$50K |
Jul 11 |
|
| WILLIAM A. AMAZZINI Banking professional with demonstrated supervisory capabilities in Regulations and Compliance. Extensive loan processing and collection experience. Recognized as dependable with attention to detail that often resulted in minimizing risk and potential losses. EXPERIENCE HUDSON UNITED BANK, North Bergen, NJ – Team Leader/Supervisor (-) Managed and supervised five departments: Return Mail, Account Verifications, Levy & Subpoena, Post Conversion. Expertise in ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
|
|
|
|
compliance counsel/officer |
Dallas, TX US - ( mi.) |
$100K to $250K |
Aug 8 |
|
| cell)PROFILE:An Attorney and Compliance officer with highly specialized skills seeking opportunities in a dynamic, challenged and well-structured work environment that would afford him the opportunities for self and career development. He is a highly skilled and technically competent individual with years of proven management experience and outstanding experience in IT/IS Audit, Law, Regulatory Compliance, Consultancy and Management Practices with a proven record of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Chief Compliance Officer |
Wantagh, NY US - ( mi.) |
$50,K |
Mar 25 |
|
| VINCENT CALVARUSO Seamans Neck Road, Wantagh, NY () - (VM) -- (Mobile) Vgc OBJECTIVE: To secure the role of Examiner or Director within the FINRA organization. PROFESSIONAL EXPERIENCE (Licensed since ) Branch Office Manager (Compliance) and AML Compliance Officer EKN Financial Services-Headquarters (April -present) Coordinates with CCO/COO. AML Compliance-essential duties and responsibilities are, but not limited to: • Developed AML ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Fraud Investigations |
Mohegan Lake, NY US - ( mi.) |
$90K to $150K |
Jul 24 |
|
| OBJECTIVE: Investigations / Project ManagementEMPLOYMENT: Altria (formerly Philip Morris) – New York, NY (-Present)Lead Investigator - Special Audit Investigation Group• Conduct internal investigations on a domestic and international scale involving revenue, marketing, sales, contraband, employee contributions and human resources• Perform interviews of appropriate employees and third parties; analyze relevant business documents• Directly assist Legal, Financial, and Human Resources ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
AML/Compliance Specialist |
Jamaica, NY US - ( mi.) |
$110K to $140K |
Jul 23 |
|
| Adaobi O. Okoye, Esq., CAMS, - Baisley Blvd. Jamaica, NY () - Professional Profile New York State Licensed Attorney consulting as an Independent Contractor in the Compliance Sector. Has conducted various Anti-money laundering (AML) investigations, OFAC reviews and Know Your Customer (KYC) remediations at major international banks and financial institutions to ensure compliance with the USA Patriot Act, the Bank Secrecy Act (BSA), and various bank ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Legal |
Miami, FL US - ( mi.) |
Discussable |
Nov 18 |
|
| Zulma F. Del Toro SUMMARY OF QUALIFICATIONS An outstanding goal oriented senior manager with the proven ability to formulate, implement and execute on business initiatives and programs resulting in effective solutions. An Accomplished business professional and visionary thinker with superior business, interpersonal and communication skills. Over fifteen years of regulatory investigation and senior management experience with focus on health care and insurance industry. AREAS OF STRENGTHS State ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
AML Analyst |
Queenstown ZA - ( mi.) |
$30K to $100K |
Apr 16 |
|
| KEY PRACTICAL EXPERIENCE DEVELOPED • Researching law and legislation and analysing such information to be able to advise clients as to their legal position and as to what the best legal procedure to take would be. • Communication with various government and legal departments as well as with all parties to a case. • Ensuring accurate & timely completion of all case files so as to ensure the client is not without any legal redress. • Data collection from clients, to aid in the development of a ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Mid Level |
New Palestine, IN US - ( mi.) |
Salary is negotiable for great opportunity |
Dec 8 |
|
| PROFESSIONAL EXPERIENCE Cogentrix Energy, LLC (Subsidiary of Goldman Sachs) Charlotte, NC /-Present Treasury Analyst – Liability Management Certified Treasury Professional • Compliance Tracking Administrator - Developed and maintain internal compliance tracking system for all project related debt compliance requirements to prevent Events of Default and cross-Defaults - Contract administrator – review project financing and operational agreements to identify and extract compliance ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Compliance |
Philadelphia, PA US - ( mi.) |
$70K to $90K |
Oct 9 |
|
| -Mail: MATTHEW.KIMBRELL@VERIZON.NET BACKGROUND SUMMARY Self-managing Compliance Officer with diverse experience in customer-oriented, fast paced, financial industry. Proven track record of functioning effectively as team player, meeting strict deadlines and demonstrating strong work ethic. PROFFESIONAL EXPERIENCE AND SELECTED ACCOMPLISHMENTS Delaware Investments, Philadelphia, PA – Compliance Officer – Assisting the Chief Compliance Officer and staff in the coordination of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
ENGINEER-LAWER |
Aguada, Puerto RIco PR - ( mi.) |
$70K to $100K |
Jan 19 |
|
| GRISEL VELAZQUEZ H.C. BOX AGUADA P.R. HOME PHONE: () - MOBILE: () - E-MAIL: OBJECTIVE To secure a position where I might be able to contribute at your company with an excellent employee performance using skills and abilities acquired through my career. EDUCATION UNIVERSITY OF PUERTO RICO Mayagüez Campus Degree: BS Industrial Engineering December EUGENIO MARIA DE HOSTOS LAW SCHOOL Mayagüez Faculty Juris Doctor June ENGINEERING ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Open |
Maplewood, NJ US - ( mi.) |
$70K to $250K |
Jan 14 |
|
| Bianca Y. Greene Franklin Terrace Maplewood, NJ (C) () - - (H) .. SUMMARY: Primary point of contact for the Compliance Activities unit within the Office of Legal Management which is responsible for ensuring compliance for a staff of , and , students as well as outside vendors. Responsible for a mixture of project management and administrative functions as appointed by the Senior Vice President/General Counsel and the Directors. Supervise ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Financial Services Professional |
South Park, PA US - ( mi.) |
Bonus |
Feb 19 |
|
| OBJECTIVE Financial Services Professional SUMMARY OF QUALIFICATIONS Administrator: Oversaw and supervised operational administrative and sales staff. Collaborated with senior management on review of advertising, marketing and sales practices to ensure compliance with all applicable laws and regulations. Developed strong, collaborative relationships with operational units and retail and high-net worth clients. Responsible for remaining current on new regulatory initiatives and communicating new ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
FINRA/Bank Compliance Officer |
Strykersville, NY US - ( mi.) |
$50K to $100K |
Jan 12 |
|
| Professional Objective FINRA Compliance Officer opportunity with a Buffalo-based securities firm where my extensive experience in regulatory compliance, auditing, finance, and problem management can be effectively utilized to manage regulatory risk, improve operations and contribute to successful company growth. Demonstrated Strengths and Accomplishments Finance and Banking Regulatory Interpretation Change Management Problem Identification/Solving Procedure Development Team Management ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Compliance Analyst |
Brooklyn, NY US - ( mi.) |
$70K to $90K |
Aug 29 |
|
| EDUCATION New York University, Leonard N. Stern School of Business Bachelor of Science in Management and Marketing EXPERIENCE DnB NOR Bank ASA Assistant Treasurer Compliance/OFAC Officer Jun. -Aug. • Analyzed and ensured Customer Identification program and Know Your Customer regulation is in compliance with the USA Patriot Act and Bank Secrecy Act • Created and monitored customer profiles • Monitored accounts, including transaction trends and investigations • Managed day to day ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Attorney |
New York, NY US - ( mi.) |
$60K to $100K |
Sep 23 |
|
| BAR ADMISSIONS New York, New Jersey, LEGAL EXPERIENCE PURDUE PHARMA L.P., New York, NY Through Legal Support Personnel Contract Attorney, November – August Worked for in-house legal department in collaboration with outside counsel reviewing documents for relevance, confidentiality and compliance; prepared summary memoranda and privilege logs during discovery phase of various litigation matters including patent infringement and product liability lawsuits. HUGHES HUBBARD & ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Director |
Mooresville, IN US - ( mi.) |
$100K to $150K |
Nov 19 |
|
| JO ANN MASON EAST STATE ROAD MOORESVILLE, INDIANA TELEPHONE: () - E-MAIL: PROFESSIONAL EXPERIENCE Omnicare Compliance Review February – October Assisted in drafting and implementing a nationwide corporate audit program. Key Accomplishments Include: Audited the pharmacies compliance with local, State and Federal regulations and assisted the pharmacies in the remediation of obstacles preventing pharmacies, billing departments, durable ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Legal Assistant |
Richmond, VA US - ( mi.) |
$30K to $50K |
Nov 4 |
|
| Deborah Lawson Kings Reach Road -- Richmond, Virginia Summary Self motivated Financial Services professional with extensive experience as a paralegal in retail banking and brokerage operations. Dependable, detail oriented and experienced in handling multiple projects and new challenges. Strong relationship management, exceptional communication and analytical skills. Proficient in Microsoft Word and Excel, and knowledge of: PowerPoint, Microsoft Access, Beta, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
|
|
|
|
Compliance Officer/Analyst |
Harvey, IL US - ( mi.) |
$40K to $60K |
Jul 4 |
|
| A legal and banking professional seeks opportunity to contribute contract and compliance skills and experience in a position and firm that draws on proven success in the legal arena. CAREER HISTORY JPMORGAN CHASE, Chicago, Illinois Contract Specialist/Officer (-) -Reviewed, negotiated and prepared complex legal agreements to ensure in compliance with the Uniform Commercial Code and within the designated Treasury Services guidelines. -Negotiated customized transactions with large ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Compliance Officer/ Director of Human Resources |
Mooresville, IN US - ( mi.) |
$100K to $110K |
Feb 2 |
|
| Resume of Jo Ann Mason Email Address: GOALS: Seeking employment which will enhance and utilize my skill set as a lawyer with experience in defending and settling healthcare litigation, performing regulatory compliance functions, well versed in HIPAA and SOX documentation and necessary training and corresponding human resource issues. EDUCATION: Doctor of Jurisprudence: University of Notre Dame, Notre Dame, Indiana Bachelor of Arts in Sociology and History: St. Mary’s ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Athletics Administration |
Overland Park, KS US - ( mi.) |
$30K |
Jan 6 |
|
| EDUCATION Creighton University School of Law, Omaha, Nebraska Juris Doctor, May Honors : Dean’s Academic Scholarship - Phi Delta Phi Legal Fraternity Activities: Law Ambassadors Mentor - Sports and Entertainment Law Society Vice President of Sports -; President -; Secretary - Creighton University Athletic Board Governance and Compliance Committee - Equity, Welfare, and Sportsmanship Committee - Member of National Association of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Compliance and Regulatory Specialist |
Seaside, CA US - ( mi.) |
negotiable $50K to $60K |
Apr 12 |
|
| Wafaa SabirP O Box Seaside, Ca -- OBJECTIVESeeking Compliance and Regulatory position where I will utilize my skills, abilities and experience in compliance, leadership, education, and operations.EDUCATIONMBA in Business Administration, University of Phoenix, Orlando, FL.A.S. in International Marketing Management, Daytona Beach Community College.B.A. in English Literature, Hassan II University, Casablanca, Morocco.PROFESSIONAL ACCOMPLISHMENTSDemonstrated ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Risk and Compliance Officer/Junior Compliance Analyst, Examiner |
Chicago, IL US - ( mi.) |
$70K to $80K |
May 20 |
|
| STEPHANIE A. CASPELICH EXPERIENCE Illinois Finance Authority (“IFA”) Chicago, IL Risk and Compliance Officer, April to November • Managed compliance activities related to municipal bond and loan financing transactions, including, but not limited to, the review of Trustee SAS Reports, Paying Agent Annual Reports/Audited Financial Statements, Annual Compliance Certification, Unaudited Quarterly Reports, Audited Financial Statements, and Arbitrage Rebate Calculations. Interacted with ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Attorney/Compliance Officer |
New York, NY US - ( mi.) |
$140K to $250K |
Sep 10 |
|
| PROFESSIONAL OBJECTIVE A compliance position in a leading financial services firm that values innovative solutions to balancing profitability and managing regulatory and litigation risk. SUMMARY An M&A professional and former litigation attorney with a strong understanding of broker/dealer compliance, mergers and acquisition and legal issues. Experienced problem solver with a track record of successfully directing and completing complex projects in the M&A, private equity and legal fields. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Compliance |
White Plains, NY US - ( mi.) |
$60K to $80K |
Aug 15 |
|
| Keith J Martell BAR ADMISSION New York State, EDUCATION Albany Law School of Union University, Albany, NY Juris Doctor, May GPA: . University of Delaware, Newark, DE Bachelor of Sciences, Business Administration, May Concentration: Finance; Minor: Economics WORK EXPERIENCE Morgan Stanley, Purchase, NY Contract Attorney, Winter – Spring • Support a name and disclosure change for the legal entity merger of two principal broker-dealers • Draft language for marketing ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Legal Analyst |
New York, NY US - ( mi.) |
$80K to $90K |
May 12 |
|
| Defining the Brand: BA Honors NYU Political Science graduate with professional collaboration within the areas of corporate banking and corporate legal departments, financial institutions and commercial entities. Notable accomplishments: Extensive research and analysis capabilities on a range of legislative, regulatory and politically related issues including SEC rules and regulations , , , Sarbanes Oxley, Fair Credit Reporting Act, Gramm-Leach Bliley Act, Patriot Act, Banking ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Compliance |
North Caldwell, NJ US - ( mi.) |
$80K to $100K |
Aug 2 |
|
| SUMMARY OF QUALIFICATIONS Experienced Compliance executive with over years in the Financial Services industry. Detail-oriented as well as excellent organizational, project management, analytical, and interpersonal skills. Proficient in MS Office. PROFESSIONAL LICENSURE * FINRA Series , , , , * NJ Resident Life/Health & Accident/Variable * NY Non-Resident Life/ Health & Accident/Variable * CT Non-Resident Life/ Health & Accident/Variable * Medallion Signature Guarantee Certified -- ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Compliance Officer |
Hoboken, NJ US - ( mi.) |
range of $95,000-$135,000 |
Jan 11 |
|
| FRANCINE COLON Hudson Street, Apt. #B Hoboken, NJ Home: .. Cellular: .. SUMMARY of QUALIFICATIONS: REGULATORY COMPLIANCE Skilled compliance professional with over ten years experience reviewing both equity and fixed income matters for major global institutions. Strong analytical and problem-solving skills: Distill complex financial reports and statements to ensure securities compliance and investment clarity; propose solutions to non-compliant ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Securities investigation |
Dedham, MA US - ( mi.) |
$60K to $100K |
Jul 21 |
|
| Siobhan C. Fitzgerald Marlboro St Dedham MA -- EDUCATION Harvard University, Cambridge, MA Bachelor of Arts in Sociology DESIGNATIONS Certified Fraud Examiner, CFE LICENSES Series , , , , and MILITARY SERVICE - United States Navy Active Duty, Honorably Discharged Certified Legal Yeoman USN EXPERT WITNESS Provided deposition and testimony to company policy and procedures for financial irregularities to the State of NH for ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Paralegal |
Dallas, TX US - ( mi.) |
$50K to $70K |
Apr 27 |
|
| SABRINA W. PORTER OBJECTIVE To obtain a position in a corporation that will allow me the opportunity to expand my knowledge and also offers the opportunity of personal and professional growth. EDUCATION Southeastern Paralegal Institute (ABA approved) / Paralegal Studies Certificate University of Texas at Arlington / BS Criminology and Criminal Justice Minor Sociology SUMMARY OF KNOWLEDGE AND EXPERIENCE • Capable of working quickly and accurately under pressure to successfully meet ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
|
|
|
|
Legal Compliance Department Manager |
Phoenix, AZ US - ( mi.) |
$90K to $150K |
Nov 24 |
|
| PROFESSIONAL EXPERIENCE November - April Compliance Department Manager – CNA National Corporation, Scottsdale, Arizona As the Compliance Department Manager and Asst. V.P. serving a Fortune insurance subsidiary, I directly report to the Corporate Senior Executive Officers providing comprehensive regulatory oversight for the United States and Canada. I exhibit superlative negotiation, communication and professionalism skills. My responsibilities include litigation management, claims ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
|
|
|
|
Compliance Officer |
Farnborough, Hampshire GB - ( mi.) |
$70K to $130K |
Sep 30 |
|
| COUNTRY OF CITIZENSHIP: United Kingdom OBJECTIVE: Pursuing opportunities to further my career within Compliance management. I possess the necessary qualifications and experience to successfully meet the challenges presented by the continuing changes to the area of counter money laundering, national and international regulation and have successfully implemented considerable changes within Financial Service companies. WORK EXPERIENCE: Compliance Manager Oct -Present. Tenon Financial Services ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | High School Diploma |
|
|
|
