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Title |
Location - (Distance) |
Salary/Rate |
Date |
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Compliance |
Philadelphia, PA US - ( mi.) |
$70K to $90K |
Oct 9 |
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| -Mail: MATTHEW.KIMBRELL@VERIZON.NET BACKGROUND SUMMARY Self-managing Compliance Officer with diverse experience in customer-oriented, fast paced, financial industry. Proven track record of functioning effectively as team player, meeting strict deadlines and demonstrating strong work ethic. PROFFESIONAL EXPERIENCE AND SELECTED ACCOMPLISHMENTS Delaware Investments, Philadelphia, PA – Compliance Officer – Assisting the Chief Compliance Officer and staff in the coordination of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Managing Director |
Moorestown, NJ US - ( mi.) |
$140K to $175K |
Mar 21 |
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| PROFESSIONAL SUMMARY: A Senior Financial Services Executive with an extensive background in the Brokerage and Banking industries. Created a successful vision, and organizational culture in award winning Operations and Compliance Departments. Strong operations, systems and business management skills with a track record in change management and organizational effectiveness. Proven leadership record in directing and managing complex projects utilizing a team approach and technology to reduce ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance |
pennsville, NJ US - ( mi.) |
$60K to $80K |
Mar 7 |
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| ROBERT A. POPE JR. Kansas Road Pennsville, New Jersey (Home) .. (Cell) .. CAREER SUMMARY Highly motivated compliance professional with six () years successful track record within the financial services industry. Proven ability to improve efficiency with documenting and implementing policies and procedures. Goal oriented individual experienced with coordinating regulatory examinations of broker dealers and registered investment advisers. Regulatory ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
phoenixville, PA US - ( mi.) |
$50K to $200K |
Feb 27 |
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| SUMMARY Business manager experienced in turning under-performing operations into profitable centers. Skilled negotiator with success in resolving customer concerns in both corporate and field environments. PROFESSIONAL EXPERIENCE FAIRBANKS CAPITAL CORP., Hatboro, PA - Present Market leader in sub-prime mortgage servicing with over $B in assets. (separation agreement) Director - Property Services & Quality Control Direct three departments within Fairbanks subsidiary Residential Real ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
North Wales, PA US - ( mi.) |
$60K to $80K |
Jan 9 |
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| OBJECTIVE To continue my career as a compliance officer utilizing my ability to maintain a strong knowledge of laws, relevant issues, and regulations relating to all areas of compliance and the ability to objectively reinforce compliance regulations at all levels of leadership. SKILLS Strength in team building endeavors, employee motivation, personnel development, human relations, encouragement, and communication. LICENSING INFORMATION FINRA Series FINRA Series FINRA Series Clean U ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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Compliance |
New Hope, PA US - ( mi.) |
bonus not included |
Dec 2 |
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| Merrill Lynch, Pierce, Fenner & Smith -present Global Private Client Brand Marketing Compliance Group Trusted and dependable resource for firm (Confidential Litigation) Archivist for Global Private Client Brand Marketing Department (Currently responsible for legal records dating back to . Reduced filing space for department by % Design, Print and Brand Marketing) NASDR Liaison for firm - Award Winner (Reconciliatory of corporate regulatory account. Reduced Regulatory Filing Budget ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Wilmington, DE US - ( mi.) |
$60K to $70K |
Aug 8 |
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| Scott P. Traister Barlow Road, Wilmington, DE Cell () - Career Summary o Highly accomplished, financial services professional with a successful track record in regulatory compliance and sales. o Strong presentation skills coupled with proficient oral and written communication abilities. o Talented manager with the experience working with large cross-functional project teams. o Proven analytical skills, paying close attention to details and accuracy. o ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Chesterfield, NJ US - ( mi.) |
$40K to $70K |
Feb 9 |
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| PARALEGAL PROFESSIONAL COMPETENCIES Easy HUD/RESPA Lexis Nexis/Westlaw Legal Terminology Easy Soft Family (CIA) Microsoft Office HR Terminology Federal E-Filing State/Federal laws Compliance Multi Site Management EDUCATION FAIRLEIGH DICKINSON UNIVERSITY, Eatontown, NJ Paralegal Certificate/A.B.A. Approved- January FAIRLEIGH DICKINSON UNIVERSITY, Teaneck, NJ Masters Degree– Major: Human Resource Administration- June RUTGERS UNIVERSITY, New Brunswick, NJ Bachelor of Arts Degree– ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Newark, DE US - ( mi.) |
$50K to $60K |
Apr 20 |
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| Objective To obtain a position that will enable me to use my strong organizational skills, educational background, and ability to work well with people. I am a highly motivated, results oriented individual with strong communication skills. I enjoy building long term relationships and use multiple skills learned for various business fields. I learn quickly and enjoy a challenge. Highlights of Qualifications Skilled in developing and maintaining strong relationships Outstanding customer relations ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Conshohocken, PA US - ( mi.) |
$80K to $250K |
Jan 10 |
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| Bart Levy, Esquire Barren Hill RoadConshohocken, Pa --EDUCATIONWidener School of Law, JD Temple University BS LEGAL CAREERClaims Counsel / – PresentFidelity National Financial, New York, NY• Responsible for – claims filed by our insured in PA and the Mid-Atlantic States• With each claim I identify, request and review dozens of documents and other evidence to determine whether coverage exists, and whether litigation or settlement is recommended • Each ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Senior Business Analyst |
Philadelphia, PA US - ( mi.) |
$60,K |
Sep 2 |
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| SUMMARY Senior Business Analyst with over years of experience in underwriting, compliance, training, auditing and business analysis. PROFILE Business Analysis Insurance Technology Strength Underwriting Leadership Training Committed Team Player EXPERIENCE ONE BEACON INSURANCE COMPANY, Philadelphia, PA - (Formerly CGU and General Accident Insurance Company) Senior Business Analyst Systems mapping of Personal Lines policies from legacy system to the company platform. Specifications ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | High School Diploma |
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Corporate Counsel |
Newtown, PA US - ( mi.) |
$120K to $175K |
Aug 23 |
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| SUMMARY Corporate attorney with broad, senior level experience within the life and property-casualty insurance industry. In-depth expertise in regulatory matters, compliance, product distribution, viatical settlements, alternative markets and litigation management. Recent entrepreneurial experience in developing a business segment for a private law firm. EMPLOYMENT EXPERIENCE During the current transition period, assisted Funk & Bolton, P.A., a Baltimore law firm, with the establishment of an ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Associate Counsel |
Collegeville, PA US - ( mi.) |
$65,000 - $100,000 |
Aug 27 |
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| EDUCATION: Selinsgrove Area High School, Pennsylvania Sarah Lawrence College, New York James Madison College, Michigan State University B.A. International Relations & Economics, cum laude Juris Doctorate, Wayne State University Law School - Award for writing HONORS/GRANTS: Member, Michigan State Bar- Member, ABA- Board of Governors Grant, - Foundation of the American Board of Trial Advocates – Mock Trial, State Bar Negligence Council Award - Phi Sigma Pi, National ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Attorney, Counsel, Director Or Consultant |
Philadelphia, PA US - ( mi.) |
$80,000 - $90,000/year |
Feb 13 |
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| EDUCATION LL.M., May , Widener University School of Law, Health Law, Wilmington, DE J.D., May , Villanova University School of Law, Villanova, PA B.S.B.A., May , Georgetown University, Washington, D.C. EXPERIENCE / – Present SENIOR CONSULTANT, Healthcare Consulting Practice, PricewaterhouseCoopers, LLP Philadelphia, PA Health Insurance Portability and Accountability Act (HIPAA) Lead HIPAA privacy program services in biomedical research and higher education. Perform HIPAA service ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Corporate Director of Regulatory Compliance/Corporate Privacy Officer |
warrington, PA US - ( mi.) |
$140K to $250K |
Mar 28 |
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| DIRECTOR OF REGULATORY COMPLIANCE/ CORPORATE PRIVACY OFFICER Highly Qualified Compliance and Risk Management Executive with over years of experience in the financial services industry including: retail banking, credit card, mortgage banking and consulting. Outstanding strategic planning, organizational development, team leadership and decision making skills. Decisive, determined and profit driven. Demonstrated track record of achievements in developing, implementing and managing sound ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Account Manager |
Philadelphia, PA US - ( mi.) |
$50K to $60K |
Jun 9 |
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| Objective To acquire a position where my education, communication and analytical skills promote the development and execution of defined business objectives. Professional Experience August – May CT Corporation Philadelphia, PA Corporate Compliance Service Consultant Corporate Compliance Service Specialist (Promoted to Consultant January ) -Established, managed, maintained and nurtured high level contacts within each Fortune corporate and AmLaw law firm accounts. -Defended ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Senior Counsel |
Devon, PA US - ( mi.) |
$150K to $250K |
Oct 5 |
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| PROFILE Experienced corporate attorney focused on compliance and litigation prevention. Primary areas of expertise include employment, labor and employee benefits law. Proven success in providing legal counsel to a wide variety of industries in a matrixed, global business environment. Excellent problem solving skills. Able to efficiently and effectively handle large workload through prioritization, ability to quickly analyze issues presented and provide clear communication geared to minimize ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Attorney |
Philadelphia, PA US - ( mi.) |
$70K to $120K |
Jul 7 |
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| General Summary Professional, energetic and results oriented junior attorney. Twelve years of experience in the areas of financial services, communications. Strong client care focus with keen analytical, decision making and problem solving skills. A dynamic team builder who provides both leadership and support though a solid work ethic and a strong history of success in management and development both individually and as a strategic team member. Excellent written, oral and organizational ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Manager, Director, Assistant |
Wilmington, DE US - ( mi.) |
$30K to $80K |
Dec 4 |
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| EXPERIENCE Delmarva Temporary Staffing, Inc. / – current Dover, Delaware Department of Transportation – Contract Administrator • Review current State polices and amend to reflect new company changes. • Gather and document State contracts. • Review, qualify, and register companies for new projects. • Perform additional duties as required. Department of Unemployment – Claim reviewer • Review and provide documentation to claimants filing new claims with the Department of Labor Unemployment ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Compliance Officer |
Paoli, PA US - ( mi.) |
$60K to $120K |
Jun 14 |
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| EMPLOYMENT Pennsylvania Health Law Project, Philadelphia, PA Staff Attorney (/-/), Law Clerk (/-/) Project Management manage cases by developing theory of the case, preparing witnesses, drafting direct and cross examination & legal research monitor and evaluate United Way grant activity and review written reports coordinated office move for people & negotiated rates with vendors () implemented outreach initiatives w/ coalition of advocates, government officials, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
Pennsville, NJ US - ( mi.) |
$60K to $80K |
Mar 2 |
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| ROBERT A. POPE JR. Kansas Road Pennsville, New Jersey (Home) .. (Cell) .. CAREER SUMMARY Highly motivated compliance professional with six () years successful track record within the financial services industry. Proven ability to improve efficiency with documenting and implementing policies and procedures. Goal oriented individual experienced with coordinating regulatory examinations of broker dealers and registered investment advisers. Regulatory ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Officer |
Pottstown, PA US - ( mi.) |
$100,K |
Oct 9 |
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| PROFILE - Attained J.D./M.B.A. degrees from Temple University School of Law. - Obtained Series license. - Preparing for the Series and licensing examinations. EXPERIENCE TURNER INVESTMENT PARTNERS, INC., Berwyn, PA Compliance Officer – March to Present Assist in the creation and application of compliance policies and procedures developed in accordance with the requirements of the Investment Company Act of and the Investment Advisers Act of . Review marketing materials and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
Clementon, NJ US - ( mi.) |
$36,K |
Apr 30 |
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| American International Group Wilmington, DE Associate Compliance Analyst „h Formerly Administrative Assistant to Compliance Director, Compliance Division „h Respond and Investigate Insurance Department Complaints, Advertising Approvals and Examinations „h Insurance Law Research via Insource and Internet „h General Corporate Legal Department Duties including Document Creation and Customizing „h Travel Arrangements, Ordering of Supplies „h Experienced in Microsoft Word, Excel, Access, PowerPoint, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Analyst, Compliance |
Malvern, PA US - ( mi.) |
$40K |
Apr 11 |
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| Experience /- / United States Marshals Service, New York, New York (DynCorp) Supervisory Records Analyst - Asset Forfeiture Program • Responsible for taking physical custody of federal, state and local seized property (i.e. vehicles, real estate, jewelry, vessels, currency, etc.) • Involved in all aspects of property maintenance from time of custody to final disposal of assets Management of seized property including satisfaction of liens, leases, and bank mortgages • Involved with real ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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compliance officer |
Philadelphia, PA US - ( mi.) |
$50K to $60K |
Dec 21 |
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| Professional Objective: Seeking a job as a Compliance Officer. Experience I have received years of extensive legal study in the field of Health Law. I have gained knowledge that is credible and lucrative. I have been educated by some of the best legal educators in this country. I have an in-depth knowledge of Compliance, Risk Management and Regulatory Procedures. It is at this time that I desire to share them with your company. Latest Designation Held (Para educator) Agora Cyber Charter ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Manager |
Gilbertsville, PA US - ( mi.) |
$60K to $100K |
Dec 18 |
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| Dedicated, Accomplished, and Ambitious Management Professional with experience in planning, developing, and implementing solutions that facilitate corporate growth. Experienced in conducting oral and written presentations. Self-motivated and dynamic professional with diverse credentials which combine solid and tactical leadership expertise with a strong business background, an ability to work collaboratively, and a commitment to achieving corporate goals. Focused on achieving continuous and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance investigator |
Souderton, PA US - ( mi.) |
$100K to $110K |
Feb 28 |
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| E. Walnut Park Drive, Philadelphia, PA !!!DOCUMENTHDREND Objective To acquire a challenging position in corporate compliance or related areas that would best utilize my expertise in sensitive investigations within the pharmaceutical industry. Qualifications Over years of successful experience in handling investigative matters in law enforcement, corporate security and compliance related environments. Strong analytical and deductive reasoning skills used in conjunction with the ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Analyst |
Southeastern, PA US - ( mi.) |
$60K to $70K |
Oct 21 |
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| PARALEGAL Paralegal with extensive experience in compliance, reporting and disclosure of qualified and non-qualified retirement plans. Track record of identifying and implementing cost effective measures in the administration of QDROs, child support orders and wage attachments. Experience includes administration of qualified retirement plans including compliance testing, reporting and disclosure and other fiduciary matters. Strength in organization, time management adhering to tight deadlines ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Attorney |
Jenkintown, PA US - ( mi.) |
$100K to $130K |
Sep 13 |
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| PROFESSIONAL EXPERIENCE: THE COHEN LAW FIRM, Blue Bell, PA Managing Partner, September – Present Representation of individual and corporate clients in business transactions and general litigation. Work includes corporate governance and transactional counseling, contract drafting and review, corporate litigation, regulatory compliance counseling, and overall representation of all aspects of the business. In addition, have extensive litigation experience and have represented clients through ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Manager |
Devon, PA US - ( mi.) |
$70K to $250K |
Jul 16 |
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| OBJECTIVE- Obtain a challenging managerial position that will utilize analytical, organizational, financial and supervisory skills developed in government, law and business. FOUNDER AND PRESIDENT – Box Lunch, Inc. – to present: Created start up food manufacturing, marketing and distribution business selling to convenience stores, food service, and the U.S. military worldwide Developed product and packaging, and set up and managed financial, purchasing, inventory, production, and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Drexel Hill, PA US - ( mi.) |
$70K |
Aug 8 |
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| Massachusetts Notary Public - Massachusetts Bar Association, Member - Practicing Law Institute, Associate - Honors: Dean’s List: Fall Awarded CALI Excellence Award: Securities Regulation Awarded ABA Scholarship – th Annual National Institute on White Collar Crime Honorable Discharge: United States Army Continuing Legal Education: Massachusetts Bar Association: Techniques and Strategies for Effective Legal Writing; Massachusetts Bar Association: The Fundamentals of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Legal/Compliance |
Coatesville, PA US - ( mi.) |
open $70K to $100K |
Apr 10 |
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| [Email] Highly-qualified professional offering + years of experience in the financial services industry concentrating on regulatory and operational risk management. Dynamic leader with strategic vision and proven ability to implement changes that improves client services, enhances regulatory compliance, increases operating efficiency and strengthens internal control. Strongly committed to working with colleagues to achieve corporate goals. Advanced skills and strengths in: Over years of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Coordinator |
Philadelphia, PA US - ( mi.) |
$50K to $70K |
Jan 25 |
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| PROFESSIONAL OBJECTIVE A challenging position in which acquired expertise, creative talents and commitment to excellence will have valuable application. SUMMARY OF QUALIFICATIONS Astute, results-oriented, innovative leader seeks suitable position that welcomes a seasoned professional with an exceptional ability to work under high pressure, offering + years of experience in customer service oriented business management. Extremely motivated to succeed in creative, competitive, fast-paced, and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Compliance Examiner |
Boothwyn, PA US - ( mi.) |
$50K to $70K |
Mar 31 |
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| Summary • Financial Advisor with three years of experience in Retirement Planning, Estate Planning, Asset Allocation, and Wealth Forecasting strategies. Reputation as a self-directed professional with excellent problem solving, communication, and analytical skills. Computer literate with proficiency in various financial systems. • Series and licenses. Series pending. Attended numerous professional development programs. • Over years experience in law enforcement, including criminal ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Aml Compliance |
Wilmington, DE US - ( mi.) |
$70K to $90K |
Jan 24 |
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| EXPERIENCE Morgan, Lewis & Bockius, LLP (through Special Counsel) Contract Attorney, Philadelphia, PA. June —Present. -Perform document review in preparation for corporate litigation for an international law firm; duties include: reviewing and writing privilege descriptions, editing privilege logs, making redactions, reviewing for relevance, and conducting quality control. Proficient in the following document review systems: Axcelerate, Xerox, DocHunter, RingTail and Concordance. Community ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Trade Compliance |
Philadelphia, PA US - ( mi.) |
$90K to $100K |
Aug 7 |
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| BAR ADMISSIONS: New Jersey State Bar, New York State Bar EXPERIENCE February - Present: Sermin S. Womack, Attorney at Law, Philadelphia, PA • Assisting clients in import and export compliance needs Areas of assistance may include: U.S. customs law and regulations; Export Administration Regulations (EAR); International Traffic in Arms Regulations (ITAR); Office of Foreign Assets Control (OFAC) sanctions and policies; Census regulations; Food and Drug Administration (FDA) regulations; ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance officer |
Bala Cynwyd, PA US - ( mi.) |
$30K to $50K |
Feb 27 |
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| Qualifications • Experienced in reviewing processes and methods to ensure compliance with state and federal laws. • Trained in fraud detection and anti-money laundering techniques. • Experienced in the financial services industry with a strong background in writing and editing. • Detail-oriented, hard-working, and eager to undertake new challenges. • Comfortable working in a team environment. Education • Saint Joseph’s University, Philadelphia, PA (-) o Bachelor’s of Arts in History ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Specialist |
Drexel Hill, PA US - ( mi.) |
$30K to $60K |
May 15 |
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| SUMMARY: Dedicated professional with more than twenty years of progressive experience in Life and Health Insurance. Proven expertise in regulatory research and analysis, product development, customer and corporate communications.QUALIFICATIONS: · Superior research and analytical abilities. Skilled in assessing the effects of new laws on policy formulation, advertising, and client communications and in recommending and implementing the needed revisions.· Proven ability to analyze complex ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Investigator/Compliance |
Westampton, NJ US - ( mi.) |
Salary is important but not the only factor in making my employment decision. |
May 9 |
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| Work Experience Unisys – The Fiscal Agency for New Jersey State Medicaid, Hamilton, NJ / - present Investigator, Fraud and Abuse Unit Conducted investigations of Medicaid providers and beneficiaries associated with fraud and abuse of the New Jersey Medicaid Program. Majority of casework included the investigation of pharmacies/pharmacists, doctors, transportation providers, medical equipment providers and home health providers. Responsibilities included providing assistance to the Division ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Analyst |
Drexel Hill, PA US - ( mi.) |
$40K to $60K |
Jun 12 |
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| SUMMARY: Dedicated professional with more than thirty years of progressive experience in the Insurance industry. Proven expertise in regulatory research and analysis, product development, customer and corporate communications.QUALIFICATIONS: · Superior research and analytical abilities. Skilled in assessing the effects of new laws on policy formulation, advertising, and client communications and in recommending and implementing the needed revisions.· Proven ability to analyze complex contracts ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Compliance Administrator |
Philadelphia, PA US - ( mi.) |
$40K to $50K |
Dec 15 |
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| PARALEGAL Solutions-focused, diligent self-starter seeking to contribute administrative support and customer service skills toward supporting a progressive organization in optimizing productivity and performance. Calm demeanor in the face of difficulties; ability to independently manage multiple projects while working under pressure in fast-paced environments. Highly versatile; adept at quickly mastering new roles and responsibilities. Reputation for integrity, perseverance, and work ethic. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Officer |
Yardley, PA US - ( mi.) |
$50K to $70K |
Feb 23 |
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| EMPLOYMENT: Capmark Investments LP Horsham, PA (//-//) Compliance Officer Responsible for compliance monitoring and analysis of an investment advisory firm registered with the Securities and Exchange Commission offering investment products through separate accounts, private funds and collateralized debt obligations Develop, implement and oversee the compliance program for the Debt Strategies Group, Real Estate Equity Group and Realpoint research division Perform periodic testing ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Analyst |
Philadelphia, PA US - ( mi.) |
My salary requirements are negotiable. |
Oct 1 |
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| Marie Bohrer HIA, AIRC Bingham Street Philadelphia, PA -- - home -- - cell E-mail: Compliance Consultant (Independent) / - Present Lowell, MA Philadelphia, PA Compliance research - laws, regulations, bulletins - for rate and form filing requirements, advertising filing requirements, reporting requirements, continuing education requirements and analysis of insurance legislation. Compliance Consultant /-/ Long Term Care Group ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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Compliance Officer |
Elkins Park, PA US - ( mi.) |
$80K |
Sep 10 |
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| DAWN M. DU VERNEY, ESQUIRE Profile Multifaceted and highly motivated attorney who utilizes exceptional skills in analyzing business needs; evaluating regulations, policies, and data; drafting and negotiating contracts; and custom designing solutions to complex issues. Proven record of success in developing policies to minimize risk and implementing corrective actions throughout large and small organizations. Objective: To transition my education in healthcare compliance and extensive real ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Norristown, PA US - ( mi.) |
$40K to $80K |
Mar 31 |
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| Christopher A.O. Cheddar Shortwood Drive Apt. c, New Hope StreetKingston , Jamaica Norristown, PA, Telephone: () - Telephone: () - PROFILELegal Permanent Resident of the United States of America.EDUCATIONGEORGETOWN UNIVERSITY LAW CENTER, Washington, D.C.Master of Laws (LL.M.), May Activities: Member, Foreign Lawyers at Georgetown Relevant Courses: Infrastructure Projects in Developing and Transitioning Countries, International ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Bryn Mawr, PA US - ( mi.) |
$60K to $80K |
Feb 13 |
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| PROFILE Mid-level attorney experienced in securities regulation and securities litigation, corporate transactions and business law, seeking compliance position in the financial services industry. Adept at working with diverse clientele. Excellent oral and written communication skills. RECENT COMPLIANCE CLE COURSES, Practicing Law Institute Investment Management Institute Understanding Financial Products Advanced Compliance and Ethics Workshop Financial Services Industry ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
Wilmington, DE US - ( mi.) |
$40K to $60K |
May 11 |
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| EDUCATION: Widener University School of Law (Wilmington, DE) ABA Approved Paralegal Certificate Program () – . GPA, (Co - Valedictorian) Widener University School of Law (Wilmington, DE) Master of Jurisprudence in Health Law () – .+ GPA, while working full-time (This is a new degree comparable to Legal Nurse Consultant certification) North Carolina State University (Raleigh, NC) BA in Sociology – .+ GPA, while working + hours per week SUMMARY OF QUALIFICATIONS: • Strong ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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AML/Compliance |
Bensalem, PA US - ( mi.) |
$40K to $50K |
May 18 |
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| Objective To utilize my background and experience to increase the firm' productivity and enhance the customer experience Work Experience Receiving Associate / – Present Walmart, Bensalem, Pa. Upload and download freight, stock shelves. Work features, end caps, side caps, etc..Zone isles for presentation. Consultant / – / Self Employed, Bensalem, Pa. Wrote policies and procedures for anti money laundering. Completed clearing agreement for a new brokerage firm. Compliance ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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Compliance Officer |
Wilmington, DE US - ( mi.) |
$90K to $100K |
Mar 13 |
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| PROFESSIONAL EXPERIENCE The Bank of New York Mellon, Alternative Investment Services, Wilmington, DE Regulatory Control Specialist Senior – currently employed • Regulatory control for hedge fund administration within an asset management and securities services company. • Review of subscription documentation for compliance with regulations pertaining to hedge funds, including AML, The Securities Act of , The Securities Exchange Act of and The Investment Company Act of . • ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Philadelphia, PA US - ( mi.) |
$50K to $60K |
May 9 |
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| EDUCATION: Widener University School of Law, M.J., Corporate Law, Anticipated Date, May Concentration in Corporate Compliance Academic Honors: Honoris Causa University of Pittsburgh, B.A., Communications, Obtained December EXPERIENCE: INTERNAL REVENUE SERVICE- PHILADELPHIA, PA Customer Service Representative- November -Present - Provide customer assistance to individuals and/or businesses primarily through telephone interaction in a dynamic call center environment. - Address wide ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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