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Title |
Location - (Distance) |
Salary/Rate |
Date |
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Clerical Office Assistant |
Santa Clarita, CA US - ( mi.) |
$30K to $40K |
Mar 30 |
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| . Volunteer Secretary. Record and generate committee minutes. Review scholarship applications for compliance with all fund guidelines as to both form and substance, and generate summary of findings. Maintain all necessary contact with applicants, whether by telephone or correspondence, during the pending processing of application. -Present: California Retired Teachers Association, Division , N. Rosenell Terrace, Los Angeles, CA . Volunteer Secretary. Record and generate minutes ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Mystery Shopper |
Los Angeles, CA US - ( mi.) |
$30K to $80K |
Mar 21 |
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| SUMMARY OF SKILLS: • Proficient in WordPerfect, MS Office, MS Windows, Westlaw; Lexis, Nexus, Proforma, Case Map, Legal Solution, Paradox, Execution and Dictaphone, client intake, • Demand letters, Contracts, Legal Forms. • + years of experience in working with the California Judicial System • + years preparing documentation and interview clients in the area of family law • + years preparing pleadings and discovery in the area of personal injury • + years working in the area of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Woodland Hills, CA US - ( mi.) |
$80K to $110K |
Oct 8 |
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| Vanessa M. Cross, LL.M. Victory Blvd., H- Woodland Hills, CA Phone: () - e-mail: Education: • Master of Laws (LL.M.), International Business Law, Vrije University, Amsterdam, The Netherlands (Graduated: July ). • J.D., Cecil C. Humphreys School of Law at the University of Memphis (Graduated: May ). • Law School Summer Study Abroad, St. Marys Institute on Global Legal Problems at Universität of Innsbruck, Austria (Completed: Summer ). • ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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COMPLIANCE |
Los Angeles, CA US - ( mi.) |
$150K to $175K |
Jan 7 |
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| COMPLIANCE OFFICER Regulatory Compliance Legal & Litigation Support Risk-Management Pharmaceuticals Management Policy and Procedure / FDA Regulations Healthcare Administration / Special Projects As a well-established legal expert, I lead company compliance efforts, designing and implementing internal controls that protect company assets. By reviewing and evaluating business practices against frequently changing regulations, I minimize complaints and develop corrective action decreasing the risk ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
San Juan Capistrano, CA US - ( mi.) |
$50K to $100K |
Apr 4 |
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| EXECUTIVE SUMMARY Nicky McDowell has excellent organizational skills, is highly energetic and a self-starter. She possesses outstanding verbal and written communication skills, and has a strong understanding of how to appropriately anticipate the needs of Senior Executives, being adaptable and responsive to the ever-changing demands of the position. Technically, Nicky has gained a wide understanding of corporate & transactional law, employment law and compliance issues and has gained a ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | High School Diploma |
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Compliance |
Santa Clarita, CA US - ( mi.) |
$60K to $175K |
Jul 9 |
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| ACHIEVEMENTS / to Senior Compliance Specialist: Present UBOC Investment Services, Los Angeles, California ·Designed and implemented firm’s Anti Money Laundering monitoring and determining systems including profiling high risk clients and products. ·Wrote comprehensive Compliance, Anti Money Laundering and Registered Investment Advisory manuals. ·Liaison between regulatory agencies and staff in conveying, training and implementing new or revised policies, techniques ·Review and restructure ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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compliance |
Woodland Hills, CA US - ( mi.) |
$140K |
Dec 14 |
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| SUMMARY Juris Doctor, focus on Securities and Business Law. Familiar with Federal Income Tax and Employment law. Financial services background with over years of securities industry experience. Strengths in Compliance, Policies and Procedures, including FINRA, and other Self Regulatory Organization rules. Experience readily applicable to many aspects of the securities industry, including management and supervision. PROFESSIONAL EXPERIENCE Merrill Lynch, Pierce, Fenner & Smith, Inc.,/Bank of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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COMPLIANCE |
Laguna Hills, CA US - ( mi.) |
$150K to $175K |
Feb 23 |
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| Employment -Present Hall Law Firm, Laguna Hills, California and Palm Desert, California Established my own law firm to provide counsel for defense related matters, including premises liability, product liability, automobile and trucking, construction defect and general liability. Clients include multinational corporations, international insurance companies and nationwide domestic companies. At the direction of the Office of General Counsel, I provided legal analysis, and business strategy ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Sylmar, CA US - ( mi.) |
$70K to $100K |
Aug 30 |
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| EDUCATION Hofstra University School of Law, Hempstead, NY J.D. May Activities: Asian Pacific Law Students Association (APALSA), Student Mentor Corporate Law Society University of Florida, Gainesville, FL B.A. in History, June Activities: Korean Undergraduate Student Association (KUSA) Delta Tau Delta Fraternity Portfolio Management Association, Fundraising Chair EXPERIENCE HEALTH NET, Woodland Hills, CA Senior Contract Administrator, October -Present Produced and processed new and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
North Hollywood, CA US - ( mi.) |
$70K to $250K |
Nov 6 |
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| mail: EDUCATION Whittier Law School ¡V J.D.-Intellectual Property Specialization ƒÑ Deans List: Fall , Spring , and Fall ƒÑ Co-founder/President: Armenian Law Students¡¦ Society University of Denver ¡V B.A.¡VPolitical Science, European Specialization ƒÑ University Award, Faculty Award, and Dean¡¦s List - ƒÑ University Judicial Board - ƒÑ Phi Kappa Sigma: Executive Board Member - EXPERIENCE Girardi & Keese ƒÑ Analyzed and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Costa Mesa, CA US - ( mi.) |
$60K to $250K |
Apr 22 |
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| EDUCATION Whittier Law School, Costa Mesa, California Juris Doctor, Business Law Certificate, May Honors: Moot Court Honors Board, External Justice Sonnenberg Moot Court Competition Finalist & Best Orator Willem C. Vis International Commercial Arbitration Competitor Trial Advocacy Honors Board, Member Whittier Journal of Child and Family Advocacy, Member Activities: Student Bar Association, Public Relations & Philanthropy Chairperson Phi Alpha Delta, Treasurer Texas Young Lawyers ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Los Angeles, CA US - ( mi.) |
$30K to $40K |
Apr 19 |
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| Objective Seeking a position where I may gain further experience through a full-time paralegal position with diverse responsibilities. Through this position I would like to increase my abilities in client communication as well as improve my expertise in the legal field. Education California Polytechnic State University, San Luis Obispo Bachelor of Arts with major in Political Science and minor in International Relations June University of California Los Angeles Certificate in Paralegal ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Los Angeles, CA US - ( mi.) |
$60K to $90K |
May 3 |
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| S U M M A R Y Compliance professional with experience performing in compliance related functions across different fields including investment adviser and mutual funds. Ensure accordance to the Investment Advisers Act of . Ability to communicate and maintain effective relationships with industry regulators, senior management, and colleagues. E X P E R I E N C E WESTERN ASSET MANAGEMENT COMPANY, Pasadena, CA / – / Compliance Officer of US Regulatory Affairs Oversee and coordinate ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Los Angeles, CA US - ( mi.) |
$60K to $100K |
Oct 1 |
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| PROFESSIONAL EXPERIENCE Los Angeles LOMOD Corporation, Los Angeles, CA December – September Compliance Specialist • Conduct on-site Management and Occupancy Review with Owner/Agents of Project-Based Section properties. • Conduct investigative audits to ensure Owner/Agents are conducting business in an ethical manner. • Conduct interviews with Owner/Agents and review policies and procedures to ensure compliance with HUD’s rules and regulations. • Audit documents, compile findings and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Irvine, CA US - ( mi.) |
$60K to $90K |
Apr 30 |
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| SUMMARY: Diversified management and audit experience in business systems and applications, software developments, and information security. • Experienced in various industries and IT environments such as manufacturing, education, banking, insurance, healthcare, and military. • Performed and managed fraud/risk assessments and multiple audits using best practice guidelines such as COBIT and COSO framework. • Reviewed business systems for compliance with various laws and regulations such as SOX, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Irvine, CA US - ( mi.) |
$110K to $175K |
Jul 31 |
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| An investment securities, insurance, and project management executive with more than years of progressively responsible experience in registered investment advisor and broker/dealer systems and operations. Extensive knowledge of compliance, manager due diligence, fee-based products, directed brokerage, and cost accounting. Possess expertise in production of high-level business requirements and functional specifications. ACCOMPLISHMENTS • Developed the following: ADV, Form BD, code of ethics, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance |
Beverly Hills, CA US - ( mi.) |
$80K to $150K |
Apr 15 |
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| Beverly Hills, California OBJECTIVE To improve our local and global communities, including public and private enterprise. WORK EXPERIENCE • Advantage Academic, President, Beverly Hills, CA Tutor all ages, advocate and consult general and special education Provide Higher Education tours, financial aid, application counseling. ( to present) • Film Location Group, Co-Owner, Los Angeles, CA Create contracts, market property, and facilitate in filming of events. ( to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Customs compliance |
Redondo Beach, CA US - ( mi.) |
$150K |
Jan 6 |
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| Summary of Qualifications • Licensed Custom House Broker No. • NCBFAA Certified Customs Specialist • Energetic, results-oriented executive with over years experience in Customs brokerage operations, sales, consulting, freight forwarding, warehousing, logistics, and distribution services • Noted for industry knowledge, business growth, and profitability • Excellent analytical skills, operational budget management, varied systems experience, analysis of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Paralegal |
Laguna Niguel, CA US - ( mi.) |
$60K to $80K |
Jul 8 |
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| HIGHLIGHTS OF PROFESSIONAL EXPERIENCE: Sept. Senior Paralegal to Present AUTOBYTEL INC. (Nasdaq: ABTL) Working as a corporate paralegal for a publicly-traded internet based marketing services company supporting general counsel with all matters handled by in-house legal department. Responsibilities include corporate maintenance, securities filings, regulatory matters, stock option plan administration, contract administration, and state and federal licensing duties. July Paralegal to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Underwriter |
Laguna Niguel, CA US - ( mi.) |
$50K to $100K |
Jun 9 |
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| QUALIFICATIONS Current FHA and Conventional underwriter up-to-date on FHA/VA and Conventional training including DE and Credit Examiner certification. Extensive background focused in underwriting, funding, processing, fraud auditing, responding to investor due diligence on behalf of management, and regulatory compliance review. High-level success in all areas of underwriting, regulatory compliance, funding, post funding, due diligence, and quality control. PROFESSIONAL EXPERIENCE VARIOUS ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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compliance or legal |
Sherman Oaks, CA US - ( mi.) |
total compensaton |
May 18 |
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| Devin E. House Atoll Avenue Sherman Oaks, CA () - Innovative attorney with broad legal and practical business experience. Strong strategic thinker, advocate and team builder. Ability to meet deadlines with multiple, often competing deadlines. EXPERIENCE: General Counsel & Chief Compliance Officer /-present Metrocities Mortgage, LLC Sherman Oaks, CA Navigated acquisition of privately held mortgage company to private equity firm. • Provided legal ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Senior Compliance Analyst |
Irvine, CA US - ( mi.) |
$50K to $90K |
May 4 |
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| COMPLIANCE WORK EXPERIENCE AllianceBernstein, L.P., Senior Compliance Analyst and Assistant Vice President, Legal Department, New York, NY, October - February · Created firm-wide Global Pre-Clearance procedures; wrote manual and trained local and international compliance team members in procedures · Prepared and maintained Restricted Securities list; performed weekly restricted securities trade reviews · Trained compliance team members in Beneficial Ownership procedures · Conducted ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Legal Compliance |
Cypress, CA US - ( mi.) |
Negotiable $50K to $80K |
Nov 2 |
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| LEE V. DU Grand Circle, Cypress, CA Telephone: () - Email: EDUCATION Abraham Lincoln University School of Law Juris Doctor, December California State University, Fullerton Bachelor of Arts, Criminal Justice and Psychology, August Awards/Honors: • Alpha Phi Sigma Honor Society • Dean’s Honor List • President’s Exemplary Leader EXPERIENCE Legal Aid Society of Orange County August – Present Volunteer Under the supervision of the Director of Fund ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Canyon Country, CA US - ( mi.) |
Bonus |
Oct 25 |
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| ACCOMPLISHED COMPLIANCE PROFESSIONAL Experience LIBERTY PARTNERS FINANCIAL SERVICES, LLC AUGUST to MAY Liberty is a small Broker dealer deriving revenues mainly from equity and mutual fund transactions, and to a lesser extent, bonds and variable annuities. Part-time Compliance Officer Oversight review of daily transactions. Provide guidance pertaining to various policies and procedures and conduct ad hoc reviews to meet regulatory requirements. MDB CAPITAL GROUP LLC SEPTEMBER to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Manager |
Woodland Hills, CA US - ( mi.) |
$70K to $100K |
Apr 6 |
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| S U M M A R Y Banking compliance and operations professional for over years with a proven track record in compliance reviews and improving and managing regulatory testing and management reporting processes. Possess broad experienced-based compliance knowledge and excellent analytical, process efficiency development and organizational skills. Excellent writing and communication skills for documenting and communicating operational processes, and developing and delivering compliance-related ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Business Development |
Palos Verdes Peninsula, CA US - ( mi.) |
$150K to $250K |
Apr 14 |
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| BENKAI E.H. BOUEY Cypress Way, Rolling Hills Estates, CA home: • cell: • email: BAR MEMBERSHIPS: New York • California OTHER LICENSES: FINRA Member Series , , California Real Estate Broker ACCOMPLISHMENTS HORIZON ASSET MANAGEMENT, INC. LOS ANGELES, CA, APRIL - PRESENT CLIENT RELATIONSHIP MANAGER Developed and managed relationships for the sale of Horizon’s various investment platforms, working with institutional ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Regulatory Compliance Analyst |
Lake Forest, CA US - ( mi.) |
$45,K |
Sep 17 |
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| Insurance professional with experience in contract drafting and regulatory compliance. AREAS OF EXPERTISE* Legal Research * Document Preparation* Effective Multi-tasking* Legal Analysis * Compliance Monitoring * Legal Regulations* On-The-Spot Negotiation* Strong Communication abilities * Microsoft Office SuitePROFESSIONAL EXPERIENCECounty of Orange, Orange County, CA - PresentClerical Aide – Orange County One-Stop Center, South· Responsible for filing, faxing, copying and answering phones for ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Counsel |
Los Angeles, CA US - ( mi.) |
$100K to $250K |
May 28 |
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| PROFESSIONAL EXPERIENCE THE RAWLINGS COMPANY Van Nuys, California Associate General Counsel - - Advised and provided legal counsel to analysts and management regarding numerous legal issues including ERISA, HIPAA, privacy, subrogation and reimbursement that impacted company operations - Ensured compliance with company policies and procedures, laws and regulations - Negotiated and drafted settlement agreements and releases - Drafted pleadings for use in civil litigation and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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contracts counsel |
Irvine, CA US - ( mi.) |
$90K to $110K |
Nov 15 |
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| Summary of Qualifications Diverse background, which includes Corporate Legal, private law practice, Contract Compliance (Systems Integrity), Major Subcontracts, Contract Management, Supplier Management Operations Extensive experience in dealing with Supplier Management & Procurement issues pertaining to subcontracting in support of U.S. Government prime contracts. Demonstrated track record in problem-solving skills by effectively analyzing issues, communicating, and practical business ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Examiner |
Long Beach, CA US - ( mi.) |
$50K to $100K |
Aug 12 |
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| EDUCATION New England School of Law, Boston, Massachusetts Juris Doctor, May Honors/Awards: Deans List (Spring, Fall -, Spring ); CALI Excellence for the Future Award in Criminal Law, given to the highest-ranking student in the class. (Spring ) Activities: New England Journal on Criminal and Civil Confinement (Case & Note Editor) California State University Northridge, Northridge, California Bachelor of Science, Business Administration/Information Systems, BAR ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Legal |
Lakewood, CA US - ( mi.) |
$40K to $250K |
Aug 17 |
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| AASHISH BHARGAVA SEINE AVE. • LAKEWOOD, CA () - • ABHARGAV@UCLA.EDU EDUCATION University of Oklahoma, May Juris Doctor (GPA: .) • Class Rank: Top th percentile. • Amjur Antitrust I & II, Dean’s Honor Roll, Merit Scholar, Pro Bono Service Award. University of California Los Angeles, June B.A. in Political Science-Concentration in International Relations (GPA: .) • Magna Cum Laude graduate. • Presidents Honoree, Phi Eta Sigma Scholar Award, Greek Scholar. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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General Counsel |
Los Angeles, CA US - ( mi.) |
$60K to $250K |
Mar 9 |
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| JAMES S. SCHLIFKE N. Figueroa St. Los Angeles, California -- SUMMARY: Bright and savvy attorney and executive with over fifteen years of experience as a highly skilled general counsel, innovative problem solver and strong leader. ACCOMPLISHMENTS & QUALIFICATIONS: • In / mediation session (NYSE Arbitration proceeding) negotiated a $, (return of % of his losses) settlement for a millionaire Texas businessman based on suitability (failure to adhere to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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legal |
El Segundo, CA US - ( mi.) |
$80K |
Jul 30 |
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| (home) EXPERIENCE GREENBERG TRAURIG LLP, REED SMITH LLP, O’MELVENY & MYERS LLP, QUINN EMANUEL URQUHART & SULLIVAN LLP, KIRKLAND & ELLIS LLP, HOWREY LLP, SIDLEY AUSTIN LLP, JONES DAY et al Los Angeles, Cerritos, Santa Monica, CA Contract Attorney, May - Present, September - December Contract attorney with extensive pre-trial preparation experience. Consulted with litigation teams regarding strength of facts, arguments, witness’ testimony and opposing side’s cases. Co-managed a team ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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General Counsel / Vice President |
Laguna Niguel, CA US - ( mi.) |
$100k-$175k |
Oct 10 |
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| as years of experience as a corporate, securities and transactional attorney representing financial institutions, middle-market companies and securities broker-dealers. He also has years of experience as an investment banker, primarily in structured finance transactions, equity and debt private placements and private equity funds. Since , he has been General Counsel and Managing Director at Net Cap Ventures, Inc., www.netcapventures.com an investment banking firm and SEC licensed ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Payroll Project Manager |
Pasadena, CA US - ( mi.) |
Benefits |
Nov 21 |
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| Summary Sr. Business System Analyst – Payroll/Benefits Project Management (+ years) Management of critical Payroll Projects ($M Annual Payroll) with conversion of legacy mainframe to SAGE SOX, Regulatory, and Tax compliance software. Use critical definition of business problems, represented by “as is” and “to be” process maps, with gap analysis at Client level. Managed medium to complex projects and production implementations. Attention to detail from success “what can go right” and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Legal Administrative Assistant |
Los Angeles, CA US - ( mi.) |
$50K to $70K |
Jul 7 |
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| ADMINISTRATIVE PROFESSIONAL Executive ~ Legal ~ CORE COMPETENCIES ~ Accurate Documentation and Data Entry Records Management Strategic and Tactical Planning Support and Coordination Solutions-Focused Account Service Customer Service and Relations Problem Solving and Decision Making Time Management and Prioritization Process and Productivity Improvement Finance and Accounting Detail-oriented, performance-driven, and highly organized professional powered with remarkable career in customer ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Health Care Administrator |
Los Angeles, CA US - ( mi.) |
$60K to $70K |
Dec 31 |
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| ANNASTACIA E. ALSTON Village Green Los Angeles, California . . or .. EDUCATION GEORGETOWN UNIVERSITY LAW CENTER Washington, D.C. Juris Doctorate SMITH COLLEGE Northampton, MA Bachelor of Arts, Economics Deans List EXPERIENCE PARALEGAL • Health Law – Regulatory and Administrative filings, Contract Administration, Litigation, Intellectual Property, • Corporate Formation and Maintenance, SEC Filings, Acquisitions and Divestitures • Complex large ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Counsel, Contracts Administrator, Compliance |
Sherman Oaks, CA US - ( mi.) |
$90K to $200K |
Sep 11 |
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| == PROFILE: PARALEGAL/CONTRACTS ADMINISTRATOR Paralegal also licensed as a Certified Public Accountant with diverse skills in contracts, regulatory compliance, law, research/writing, accounting, tax and finance. == EDUCATION & CREDENTIALS LL.M. (Taxation) - UNIVERSITY OF FLORIDA, Gainesville, Florida J.D. WHITTIER COLLEGE, Costa Mesa, California M.B.A. (Information Systems)- GEORGE WASHINGTON UNIVERSITY, Washington, D.C. B.S. (Accounting) - UNIVERSITY OF MARYLAND, College ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Irvine, CA US - ( mi.) |
$100K to $250K |
Jan 6 |
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| S. Steven Salar Spectrum Irvine, CA Home () - Summary of Qualifications Results-oriented Professional with years of experience in the development of compliance/regulatory programs, operational management, and improving business unit governance and operational efficiency. Extensive experience initiating, analyzing, implementing, and improving operations and processes in multiple insurance industries, including property and casualty. Superb ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Auditor |
Irvine, CA US - ( mi.) |
$80K to $110K |
Mar 18 |
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| PROFILE I am a seasoned Anti-Money Laundering (AML) compliance attorney with five years of banking AML/BSA/OFAC compliance experience and certified AML professional. My project management experiences include developing and maintaining compliance program, software implementation and data integrity testing, compliance testing, audits, training, risk assessment, fraud investigations, legal due diligence, vendor management, SAR monitoring, OFAC compliance, (a) searches, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
Los Angeles, CA US - ( mi.) |
$40K to $90K |
Mar 1 |
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| EMPLOYMENT HISTORY: / – / Prudential Bache Commodities LLC Compliance Analyst (New York, NY) Responsible for providing business unit support to the Global Commodities’ US business, related to the US registered Futures Commission Merchant, the US registered Broker Dealer. Responsible for responding to regulatory inquiries from the CFTC, NFA CME Group and NYMEX, reviewing daily; weekly and monthly surveillance reports for possible AML related activity. Responsible for obtaining Foreign ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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Compliance / Counsel |
Los Angeles, CA US - ( mi.) |
$150K to $200K |
Feb 12 |
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| CHIEF COMPLIANCE OFFICER / CORPORATE COUNSEL Risk Assessment / Audits / Documentation & Reporting / Contract Negotiations / SOX / Controls Intellectual Property / Patents / Trademarks / Copyrights / Licensing / Registrations / International An award-winning corporate counsel and leader, I aligned core business policies and procedures with government rules/regulations to ensure compliance and meet corporate goals. I completed audits, negotiated contracts, and set up processes to cut legal bills, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
Lake Forest, CA US - ( mi.) |
$40K to $60K |
Apr 5 |
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| EXPERIENCE: Real Estate Disposition Corporation, Irvine, CA / – / Senior Paralegal Responsible for: oversight of all regulatory compliance activity including licensing, land registration and contract oversight; significant large-scale legal research projects; implementation of numerous finance and sale-related programs; management of legal, bankruptcy, and compliance staff; management of contract auditors and oversight of audit process at real estate auction events. New Century ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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Compliance Analyst |
Bellflower, CA US - ( mi.) |
$30K to $50K |
Apr 5 |
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| OBJECTIVE Highly motivated candidate, seeking a role as a Compliance Analyst to utilize strong detail oriented approach and to gain valuable experience. EDUCATION AND LICENSING · California State University of Long Beach; Bachelors of Science, Business- Finance · FINRA Series & Series licensed · UCLA Extension; Obtaining Accounting Certificate; Summer COMPUTER SKILLS · Proficient in MS Word, Excel, Access, Outlook, Powerpoint, and Visio. · Brokerage system knowledge: Bloomberg o ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Manager of Compliance |
Irvine, CA US - ( mi.) |
$90K to $110K |
Sep 11 |
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| Contracts & Compliance – Commercial & Government Legal Planning, Leadership & Project Management, Policies & Procedures Combination of domestic and international contract/subcontract administration experience. Juris Doctorate degree (JD), including roles as legal counsel and advisor for companies such as Boeing, McDonnell Douglas, and Northrop. In-depth background setting policies and procedures within multibillion-dollar government programs as well as steering legal aspects of commercial ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Lake Forest, CA US - ( mi.) |
$40K to $50K |
Feb 14 |
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| . AREAS OF EXPERTISE · Legal Research · Document Preparation · Effective Multi-tasking · Legal Analysis · Compliance Monitoring · Legal Regulations · On-The-Spot Negotiation · Strong Communication abilities · Microsoft Office Suite PROFESSIONAL EXPERIENCE VEOLIA Transit and Laidlaw Transit, Orange County, CA Customer Service Representative - reservations and assistance for the handicapped using the Orange County Transportation Authority’s ACCESS bus service. County of Orange, Orange County, CA ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Manager |
Los Angeles, CA US - ( mi.) |
$80K to $110K |
Jan 23 |
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| MARK S. HARRIS, J.D. MID-LEVEL COUNSEL I am an accomplishment driven legal professional possessing significant experience in corporate and large firm environments with experience in compliance, high volume litigation, specializing in the areas of labor and employment (management defense and plaintiff), administrative, real estate, foreclosures, contract disputes and financial collections (retail credit and government receivables). I have the demonstrated ability to develop innovative ways to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Los Angeles, CA US - ( mi.) |
$50K to $70K |
Aug 6 |
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| Sauda S. Johnson SUMMARY OF QUALIFICATIONS • Information Gatherer • Research and Analyze Rules and Regulations • Problem Solver • Write Meticulous Reports/Memorandums EDUCATION Brooklyn Law School, Brooklyn, NY, Juris Doctor University of Southern California, Los Angeles, CA, Bachelor of Arts, Theater Honors: Varsity Track Team; Dean’s List; Trojan Athletic Honor Roll; Thurgood Marshall Leadership Award; Order of Troy Outstanding Senior Award PROFESSIONAL EXPERIENCE Legal Consultant, SSJ ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Associate |
Los Angeles, CA US - ( mi.) |
$70K to $100K |
May 27 |
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| PROFESSIONAL EXPERIENCE EA Consultants, Ltd. January - Present President - Consultancy to new or emerging ventures, both profit and not-for-profit, on organizational, finance, strategic development, and/or regulatory issues, and to law firms engaged in practices that extend to these fields. - Provider of legal research and writing, and/or paralegal services to law firms, and to private business entities. Sands & Associates November – July Senior Research Analyst - Primary legal ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Paralegal / Compliance |
Agoura Hills, CA US - ( mi.) |
$60K to $80K |
May 15 |
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| SUMMARY OF QUALIFICATION: • ABA approved paralegal certification. • Well rounded legal experience. • Interpret and develop plan of action based on government guidelines. • Excellent written and verbal communication skills. • Works well with clients and management to resolve difficult circumstances and determine appropriate resolution. • Organized and adept at managing calendaring and due dates. • Interpret legal terms to apply appropriate processes. • Proficient in the use of word, excel, power ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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