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Title |
Location - (Distance) |
Salary/Rate |
Date |
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Clerical Office Assistant |
Santa Clarita, CA US - ( mi.) |
$30K to $40K |
Mar 30 |
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| . Volunteer Secretary. Record and generate committee minutes. Review scholarship applications for compliance with all fund guidelines as to both form and substance, and generate summary of findings. Maintain all necessary contact with applicants, whether by telephone or correspondence, during the pending processing of application. -Present: California Retired Teachers Association, Division , N. Rosenell Terrace, Los Angeles, CA . Volunteer Secretary. Record and generate minutes ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Paralegal |
San Diego, CA US - ( mi.) |
$50K to $250K |
Mar 21 |
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| EDUCATIONAL BACKGROUND BA DEGREE – University of Hartford; West Hartford, CT () Double Major: Interpersonal Communication / Film ABA CERTIFIED PARALEGAL - University of San Diego (Summer of ) Emphasis: Civil / Business Litigation EMPLOYMENT EXPERIENCE November of to Present Time Confidential Company; Carlsbad, CA Managing Corporate Paralegal • Accomplishments include designing core business development models • Manage, coordinate and supervise Corporate IT adherence; legal ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Mystery Shopper |
Los Angeles, CA US - ( mi.) |
$30K to $80K |
Mar 21 |
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| SUMMARY OF SKILLS: • Proficient in WordPerfect, MS Office, MS Windows, Westlaw; Lexis, Nexus, Proforma, Case Map, Legal Solution, Paradox, Execution and Dictaphone, client intake, • Demand letters, Contracts, Legal Forms. • + years of experience in working with the California Judicial System • + years preparing documentation and interview clients in the area of family law • + years preparing pleadings and discovery in the area of personal injury • + years working in the area of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance and Regulatory Specialist |
Seaside, CA US - ( mi.) |
negotiable $50K to $60K |
Apr 12 |
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| Wafaa SabirP O Box Seaside, Ca -- OBJECTIVESeeking Compliance and Regulatory position where I will utilize my skills, abilities and experience in compliance, leadership, education, and operations.EDUCATIONMBA in Business Administration, University of Phoenix, Orlando, FL.A.S. in International Marketing Management, Daytona Beach Community College.B.A. in English Literature, Hassan II University, Casablanca, Morocco.PROFESSIONAL ACCOMPLISHMENTSDemonstrated ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Temecula, CA US - ( mi.) |
$50K to $70K |
Jan 6 |
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| Objective: Seeking a growth oriented position in Legal administrative function as Trademark, Compliance or Intellectual Property Analyst/Paralegal. Experience: Aug - present Trademark Paralegal & Sr. Compliance Analyst Certified Financial Planners Board of Standards, Inc. Denver, CO Handling various legal cases including: unauthorized and misuse of CFP Board trademarks by CFP® Certificants, stakeholders or unaffiliated rd parties both nationally and internationally, Copyright protection ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Woodland Hills, CA US - ( mi.) |
$80K to $110K |
Oct 8 |
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| Vanessa M. Cross, LL.M. Victory Blvd., H- Woodland Hills, CA Phone: () - e-mail: Education: • Master of Laws (LL.M.), International Business Law, Vrije University, Amsterdam, The Netherlands (Graduated: July ). • J.D., Cecil C. Humphreys School of Law at the University of Memphis (Graduated: May ). • Law School Summer Study Abroad, St. Marys Institute on Global Legal Problems at Universität of Innsbruck, Austria (Completed: Summer ). • ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Sacramento, CA US - ( mi.) |
$40K to $50K |
Apr 1 |
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| JOY (WILDER) MORGAN OBJECTIVE Objective: To obtain a legal position utilizing my interpersonal skills, analytical thinking, research and writing skills for a long-term position offering full benefits (medical, dental, PTO, and retirement). EXPERIENCE August -July The Law Offices of George A. Martinez Roseville, Ca Paralegal Prepare family law judicial council forms, including Petitions and Responses for filing of dissolutions, motions, Propertizer for division of assets and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Walnut Creek, CA US - ( mi.) |
$30K to $50K |
Jun 4 |
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| EDUCATION M.A. International Policy Studies, Monterey Institute of International Studies, May GPA: . on a . scale Graduate Certificate Nonproliferation Studies, Monterey Institute of International Studies, May Advanced Bilingual, Polish Accent Language School, Krakow Poland, Summer Polish Language B Certification of Common European Framework B.A. Political Science, California State University San Marcos, December GPA: . on a . scale HONORS, AWARDS & PROFESSIONAL ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
San Jose, CA US - ( mi.) |
$80K to $200K |
Oct 1 |
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| Linkedin: NormanHalMoore San Jose, CA SUMMARY Provided over years proactive customer service and sales services as a registered broker, advisor, and supervisor. Carry the Series , , , ,and Licenses. Received a BA in English Literature with a Minor in Economics. Attended several SEC, FINRA, and industry seminars. Joined as a new Customer Service Representative and Registered Employee and became a Registered Supervising Principal of a broker- dealer and investment advisory firm within ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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COMPLIANCE |
Los Angeles, CA US - ( mi.) |
$150K to $175K |
Jan 7 |
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| COMPLIANCE OFFICER Regulatory Compliance Legal & Litigation Support Risk-Management Pharmaceuticals Management Policy and Procedure / FDA Regulations Healthcare Administration / Special Projects As a well-established legal expert, I lead company compliance efforts, designing and implementing internal controls that protect company assets. By reviewing and evaluating business practices against frequently changing regulations, I minimize complaints and develop corrective action decreasing the risk ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Fresno, CA US - ( mi.) |
$30K to $50K |
Aug 25 |
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| QUALIFICATIONS: Broad legal background in commercial and labor law. A unique combination in high tech training in business and transactional legal experience. A persuasive individual possessing strong negotiating skills, oral and written communication skills. Resourceful, with the ability to assess all issues adequately, protect clients and complete projects producing professional results while adhering to rigid deadlines. EXPERIENCE: Associate. Laughlin, Falbo Levy & Moresi. Fresno, CA. Aug ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
San Juan Capistrano, CA US - ( mi.) |
$50K to $100K |
Apr 4 |
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| EXECUTIVE SUMMARY Nicky McDowell has excellent organizational skills, is highly energetic and a self-starter. She possesses outstanding verbal and written communication skills, and has a strong understanding of how to appropriately anticipate the needs of Senior Executives, being adaptable and responsive to the ever-changing demands of the position. Technically, Nicky has gained a wide understanding of corporate & transactional law, employment law and compliance issues and has gained a ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | High School Diploma |
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Compliance |
Santa Clarita, CA US - ( mi.) |
$60K to $175K |
Jul 9 |
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| ACHIEVEMENTS / to Senior Compliance Specialist: Present UBOC Investment Services, Los Angeles, California ·Designed and implemented firm’s Anti Money Laundering monitoring and determining systems including profiling high risk clients and products. ·Wrote comprehensive Compliance, Anti Money Laundering and Registered Investment Advisory manuals. ·Liaison between regulatory agencies and staff in conveying, training and implementing new or revised policies, techniques ·Review and restructure ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Perris, CA US - ( mi.) |
$80K to $90K |
Mar 28 |
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| OBJECTIVESeeking a position with a growing Company where my business knowledge and efforts in time management, project management, leadership and quality efficiency can assist in bringing prosperity to the company. PROFESSIONAL EXPERIENCE • FDA & Safety Regulations• Standard Operating Procedures• Manufacturing & Packaging Processes• Pharmaceutical Quality Control• Over years Pharmaceutical Manufacturing• Pharmaceutical principals, practices & applications• Created Database Systems & ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Sanger, CA US - ( mi.) |
$40K to $50K |
Sep 27 |
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| OBJECTIVE: To provide a dedicated, conscientious and meticulous individual with an outstanding background of service to his family, country and community. I will expand my horizons both personally and professionally through commitment, hard work, efficiency, and excellence. QUALIFICATIONS - Advanced Peace Officers Standards and Training (POST) certificate - FBI Basic SWAT - Supervised K- Handlers and their canines in United States Air Force - Assisted US Secret Service with Presidential ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Santee, CA US - ( mi.) |
$70K to $110K |
Jun 30 |
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| EXPERIENCE First Allied Securities, Inc. – / to Present Advertising Compliance Consultant Responsibilities include reviewing, approving and the timely filing of advertising and sales literature, as appropriate, pursuant to NASD and SEC Rules. Additional duties include the review and approval of Cash/Non-Cash received by reps from sponsors. Girard Securities, Inc., San Diego, California – / to / Chief Compliance Officer Responsibilities include complete oversight of compliance for the ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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Compliance |
Eureka, CA US - ( mi.) |
$20K to $30K |
Nov 30 |
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| whom it may concern, I am moving from Alabama to California the middle of November to be with my mother since my father passed away. I am graduating in May with my Bachelors degree in Criminal Justice and looking to start my career in this field. I would like to start working for such a highly accredited company such as yours. With my work experience and schooling I know I would be a great asset to this company. I am very organized and goal oriented person. I appreciate your reading my ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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compliance |
Woodland Hills, CA US - ( mi.) |
$140K |
Dec 14 |
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| SUMMARY Juris Doctor, focus on Securities and Business Law. Familiar with Federal Income Tax and Employment law. Financial services background with over years of securities industry experience. Strengths in Compliance, Policies and Procedures, including FINRA, and other Self Regulatory Organization rules. Experience readily applicable to many aspects of the securities industry, including management and supervision. PROFESSIONAL EXPERIENCE Merrill Lynch, Pierce, Fenner & Smith, Inc.,/Bank of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
San Diego, CA US - ( mi.) |
$60K to $90K |
Jun 21 |
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| Seasoned legal and compliance expert with over fifteen years of combined experience focusing on: Regulatory compliance, business development, business administration and management, contract procurement and administration, corporate filings, corporate compliance, insurance and securities regulation, civil business litigation, insurance defense, and other related financial, business, and legal services. Exceptional negotiation and drafting skills, extremely organized, and diligent with large ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Roseville, CA US - ( mi.) |
$50K to $60K |
Jun 5 |
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| Incisive and highly organized Management Professional eager to contribute strong administrative expertise and an outstanding blend of financial and legal acumen toward supporting a dynamic employer in achieving business goals and objectives. QUALIFICATIONS PROFILE • Advanced knowledge of laws, legal codes, court procedures, precedents, government regulations, executive orders and agency rules. • Extensive experience in personnel management and team building; motivate staff to attain peak levels ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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COMPLIANCE |
Laguna Hills, CA US - ( mi.) |
$150K to $175K |
Feb 23 |
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| Employment -Present Hall Law Firm, Laguna Hills, California and Palm Desert, California Established my own law firm to provide counsel for defense related matters, including premises liability, product liability, automobile and trucking, construction defect and general liability. Clients include multinational corporations, international insurance companies and nationwide domestic companies. At the direction of the Office of General Counsel, I provided legal analysis, and business strategy ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Sylmar, CA US - ( mi.) |
$70K to $100K |
Aug 30 |
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| EDUCATION Hofstra University School of Law, Hempstead, NY J.D. May Activities: Asian Pacific Law Students Association (APALSA), Student Mentor Corporate Law Society University of Florida, Gainesville, FL B.A. in History, June Activities: Korean Undergraduate Student Association (KUSA) Delta Tau Delta Fraternity Portfolio Management Association, Fundraising Chair EXPERIENCE HEALTH NET, Woodland Hills, CA Senior Contract Administrator, October -Present Produced and processed new and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
North Hollywood, CA US - ( mi.) |
$70K to $250K |
Nov 6 |
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| mail: EDUCATION Whittier Law School ¡V J.D.-Intellectual Property Specialization ƒÑ Deans List: Fall , Spring , and Fall ƒÑ Co-founder/President: Armenian Law Students¡¦ Society University of Denver ¡V B.A.¡VPolitical Science, European Specialization ƒÑ University Award, Faculty Award, and Dean¡¦s List - ƒÑ University Judicial Board - ƒÑ Phi Kappa Sigma: Executive Board Member - EXPERIENCE Girardi & Keese ƒÑ Analyzed and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance |
Beverly Hills, CA US - ( mi.) |
$80K to $150K |
Apr 15 |
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| Beverly Hills, California OBJECTIVE To improve our local and global communities, including public and private enterprise. WORK EXPERIENCE • Advantage Academic, President, Beverly Hills, CA Tutor all ages, advocate and consult general and special education Provide Higher Education tours, financial aid, application counseling. ( to present) • Film Location Group, Co-Owner, Los Angeles, CA Create contracts, market property, and facilitate in filming of events. ( to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Redwood City, CA US - ( mi.) |
$90K to $100K |
Dec 17 |
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| PROFESSIONAL EXPERIENCE Global Export and Trade Compliance Analyst, Cisco Systems, Inc., San Jose, CA, January – August • Received CAP Awards (Cisco Achievement Program - cash bonus) for outstanding client relations and for consistently developing best practices and process improvements • Liaised with the U.S. Office of Export Enforcement (“OEE”) to reduce the export hold times by % on several multi-million dollar orders for Mexico, Syria, China, Brazil that required a ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
CA US - ( mi.) |
$90K to $120K |
Feb 20 |
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| ~ COMPLIANCE/CONTRACTS MANAGER ~ Risk Management | Conflicts Resolution | Compliance | Strong Negotiation Skills | Business Development Strategic Planning and Execution |Project Management |Time Management and Prioritization Vendor Management | Information Gathering and Document Development |Outstanding Organizational Skills Qualifications Profile Experienced, self-driven, and results-oriented professional with strong qualifications in compliance and contracts management. Exhibit exceptional ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Auburn, CA US - ( mi.) |
$60K to $90K |
Mar 8 |
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| SUMMARY OF QUALIFICATIONS Offer a unique combination of strategic and tactical planning, creative problem solving, team building and leadership experience within the compliance area. Able to define, communicate, and implement regulatory changes, often breaking complex issues into manageable parts. Extensive experience in the development of internal and external audit processes. Proficient at providing strategic planning and innovative solutions that fully support corporate growth objectives. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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compliance |
San Francisco, CA US - ( mi.) |
$90K to $120K |
Apr 20 |
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| Michelle Tacey th Street San Francisco, CA () - WORK EXPERIENCE KPMG, LLP - Manager New York, NY/San Francisco, CA Risk Advisory Services – Financial Risk Management (FRM)- Regulatory Practice January - Present Industry Based Engagement Management Experience: Investment Management & Broker/Dealer Regulation and Compliance • Effectively led teams on significant cross-functional, regulatory and compliance initiatives including compliance ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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compliance |
Chino Hills, CA US - ( mi.) |
$50K to $70K |
Sep 18 |
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| Francis L. Jimenez Copper Road Chino Hills, CA Phone: ()- E-mail: FRANCISLJIMENEZ@GMAIL.COM OBJECTIVE: Position in the area of Compliance in the financial services industry. PROFILE: Creative professional with over nine years experience in the financial services industry and broker dealer back office operations, Highly motivated and creative with excellent written and verbal communications capabilities and strong interpersonal relationship skills. An analytical thinker with ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Costa Mesa, CA US - ( mi.) |
$60K to $250K |
Apr 22 |
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| EDUCATION Whittier Law School, Costa Mesa, California Juris Doctor, Business Law Certificate, May Honors: Moot Court Honors Board, External Justice Sonnenberg Moot Court Competition Finalist & Best Orator Willem C. Vis International Commercial Arbitration Competitor Trial Advocacy Honors Board, Member Whittier Journal of Child and Family Advocacy, Member Activities: Student Bar Association, Public Relations & Philanthropy Chairperson Phi Alpha Delta, Treasurer Texas Young Lawyers ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance |
San Francisco, CA US - ( mi.) |
$90K to $130K |
Apr 24 |
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| OBJECTIVE: AML, Compliance or Legal Position EXPERIENCE: Over Fifteen () years of compliance experience LICENSES: NASD/NYSE (FINRA) , , , , , , , , , , , and STATE BARS: California and New York POSITIONS HELD: Chief Compliance Officer Chief Bank Secrecy Act (BSA) Anti-Money Laundering (AML) Compliance Officer Chief Futures Compliance Officer Internet Compliance Officer EMPLOYMENT HISTORY: First Republic Securities, San Francisco CA - Compliance Consultant ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Los Angeles, CA US - ( mi.) |
$30K to $40K |
Apr 19 |
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| Objective Seeking a position where I may gain further experience through a full-time paralegal position with diverse responsibilities. Through this position I would like to increase my abilities in client communication as well as improve my expertise in the legal field. Education California Polytechnic State University, San Luis Obispo Bachelor of Arts with major in Political Science and minor in International Relations June University of California Los Angeles Certificate in Paralegal ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Los Angeles, CA US - ( mi.) |
$60K to $90K |
May 3 |
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| S U M M A R Y Compliance professional with experience performing in compliance related functions across different fields including investment adviser and mutual funds. Ensure accordance to the Investment Advisers Act of . Ability to communicate and maintain effective relationships with industry regulators, senior management, and colleagues. E X P E R I E N C E WESTERN ASSET MANAGEMENT COMPANY, Pasadena, CA / – / Compliance Officer of US Regulatory Affairs Oversee and coordinate ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Los Angeles, CA US - ( mi.) |
$60K to $100K |
Oct 1 |
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| PROFESSIONAL EXPERIENCE Los Angeles LOMOD Corporation, Los Angeles, CA December – September Compliance Specialist • Conduct on-site Management and Occupancy Review with Owner/Agents of Project-Based Section properties. • Conduct investigative audits to ensure Owner/Agents are conducting business in an ethical manner. • Conduct interviews with Owner/Agents and review policies and procedures to ensure compliance with HUD’s rules and regulations. • Audit documents, compile findings and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Irvine, CA US - ( mi.) |
$60K to $90K |
Apr 30 |
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| SUMMARY: Diversified management and audit experience in business systems and applications, software developments, and information security. • Experienced in various industries and IT environments such as manufacturing, education, banking, insurance, healthcare, and military. • Performed and managed fraud/risk assessments and multiple audits using best practice guidelines such as COBIT and COSO framework. • Reviewed business systems for compliance with various laws and regulations such as SOX, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Irvine, CA US - ( mi.) |
$110K to $175K |
Jul 31 |
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| An investment securities, insurance, and project management executive with more than years of progressively responsible experience in registered investment advisor and broker/dealer systems and operations. Extensive knowledge of compliance, manager due diligence, fee-based products, directed brokerage, and cost accounting. Possess expertise in production of high-level business requirements and functional specifications. ACCOMPLISHMENTS • Developed the following: ADV, Form BD, code of ethics, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance |
El Cajon, CA US - ( mi.) |
$40K to $50K |
Jul 9 |
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| SALES MANAGER / CHANNEL MANAGER Accomplished sales professional with years of experience developing new business and building revenue in the telecommunications industry. Adept at leading, closing, and maintaining relationship-based and partnership-based sales efforts. Skilled in creating enterprise solutions for data centers, co-locations, managed hosting services, and other voice, data, and video applications. Recognized ability for exceeding goals and elevating customer satisfaction. Areas ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Customs compliance |
Redondo Beach, CA US - ( mi.) |
$150K |
Jan 6 |
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| Summary of Qualifications • Licensed Custom House Broker No. • NCBFAA Certified Customs Specialist • Energetic, results-oriented executive with over years experience in Customs brokerage operations, sales, consulting, freight forwarding, warehousing, logistics, and distribution services • Noted for industry knowledge, business growth, and profitability • Excellent analytical skills, operational budget management, varied systems experience, analysis of ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Counsel or Compliance Officer |
Castro Valley, CA US - ( mi.) |
$120K to $200K |
Jun 14 |
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| email: COMPLIANCE, LEGAL AND ADMINISTRATION PROFESSIONAL Business and revenue advocate with + years experience in the financial services industry providing legal and regulatory compliance expertise while managing administration, human resources and other business support units. Strong capabilities in: • Regulatory Compliance • Contract Drafting & Negotiation • Vendor Management • Licensing/Insurance • Human Resources • Marketing/Ad Review PROFESSIONAL EXPERIENCE GOLDEN ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Paralegal |
Laguna Niguel, CA US - ( mi.) |
$60K to $80K |
Jul 8 |
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| HIGHLIGHTS OF PROFESSIONAL EXPERIENCE: Sept. Senior Paralegal to Present AUTOBYTEL INC. (Nasdaq: ABTL) Working as a corporate paralegal for a publicly-traded internet based marketing services company supporting general counsel with all matters handled by in-house legal department. Responsibilities include corporate maintenance, securities filings, regulatory matters, stock option plan administration, contract administration, and state and federal licensing duties. July Paralegal to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Underwriter |
Laguna Niguel, CA US - ( mi.) |
$50K to $100K |
Jun 9 |
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| QUALIFICATIONS Current FHA and Conventional underwriter up-to-date on FHA/VA and Conventional training including DE and Credit Examiner certification. Extensive background focused in underwriting, funding, processing, fraud auditing, responding to investor due diligence on behalf of management, and regulatory compliance review. High-level success in all areas of underwriting, regulatory compliance, funding, post funding, due diligence, and quality control. PROFESSIONAL EXPERIENCE VARIOUS ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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compliance or legal |
Sherman Oaks, CA US - ( mi.) |
total compensaton |
May 18 |
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| Devin E. House Atoll Avenue Sherman Oaks, CA () - Innovative attorney with broad legal and practical business experience. Strong strategic thinker, advocate and team builder. Ability to meet deadlines with multiple, often competing deadlines. EXPERIENCE: General Counsel & Chief Compliance Officer /-present Metrocities Mortgage, LLC Sherman Oaks, CA Navigated acquisition of privately held mortgage company to private equity firm. • Provided legal ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Senior Compliance Analyst |
Irvine, CA US - ( mi.) |
$50K to $90K |
May 4 |
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| COMPLIANCE WORK EXPERIENCE AllianceBernstein, L.P., Senior Compliance Analyst and Assistant Vice President, Legal Department, New York, NY, October - February · Created firm-wide Global Pre-Clearance procedures; wrote manual and trained local and international compliance team members in procedures · Prepared and maintained Restricted Securities list; performed weekly restricted securities trade reviews · Trained compliance team members in Beneficial Ownership procedures · Conducted ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Legal Compliance |
Cypress, CA US - ( mi.) |
Negotiable $50K to $80K |
Nov 2 |
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| LEE V. DU Grand Circle, Cypress, CA Telephone: () - Email: EDUCATION Abraham Lincoln University School of Law Juris Doctor, December California State University, Fullerton Bachelor of Arts, Criminal Justice and Psychology, August Awards/Honors: • Alpha Phi Sigma Honor Society • Dean’s Honor List • President’s Exemplary Leader EXPERIENCE Legal Aid Society of Orange County August – Present Volunteer Under the supervision of the Director of Fund ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Paralegal/Legal Analyst |
Chula Vista, CA US - ( mi.) |
$40K to $50K |
Oct 18 |
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| CAREER PROFILE: Driven Paralegal professional possessing an extensive background in legal and regulatory compliance, legislative research and general law; Excellent written, verbal communication and critical thinking skills, with a focused attention to detail; I am bilingual in Spanish and have the ability to meet and exceed assigned goals which are aligned with a Company’s expectations and vision. EDUCATION: University of San Diego / Paralegal Certificate Program, an American Bar ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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Compliance Officer |
Canyon Country, CA US - ( mi.) |
Bonus |
Oct 25 |
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| ACCOMPLISHED COMPLIANCE PROFESSIONAL Experience LIBERTY PARTNERS FINANCIAL SERVICES, LLC AUGUST to MAY Liberty is a small Broker dealer deriving revenues mainly from equity and mutual fund transactions, and to a lesser extent, bonds and variable annuities. Part-time Compliance Officer Oversight review of daily transactions. Provide guidance pertaining to various policies and procedures and conduct ad hoc reviews to meet regulatory requirements. MDB CAPITAL GROUP LLC SEPTEMBER to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Manager |
Woodland Hills, CA US - ( mi.) |
$70K to $100K |
Apr 6 |
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| S U M M A R Y Banking compliance and operations professional for over years with a proven track record in compliance reviews and improving and managing regulatory testing and management reporting processes. Possess broad experienced-based compliance knowledge and excellent analytical, process efficiency development and organizational skills. Excellent writing and communication skills for documenting and communicating operational processes, and developing and delivering compliance-related ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Contracts Administration |
San Diego, CA US - ( mi.) |
Negotible Salary |
Sep 14 |
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| SUMMARY I would like to utilize my past experience, organizational ability and interpersonal skills in a way that would contribute to the success of an organization and, thereby, enhance my overall job satisfaction. PROFESSIONAL EXPERIENCE L- COMMUNICATIONS, San Diego, CA (two locations) Feb – May Dynamic Positioning & Control Systems, Poway, CA Contracts Administrator/Exports Compliance Coordinator/Ethics Officer • Acted as Export Compliance Coordinator (ECC) for ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Business Development |
Palos Verdes Peninsula, CA US - ( mi.) |
$150K to $250K |
Apr 14 |
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| BENKAI E.H. BOUEY Cypress Way, Rolling Hills Estates, CA home: • cell: • email: BAR MEMBERSHIPS: New York • California OTHER LICENSES: FINRA Member Series , , California Real Estate Broker ACCOMPLISHMENTS HORIZON ASSET MANAGEMENT, INC. LOS ANGELES, CA, APRIL - PRESENT CLIENT RELATIONSHIP MANAGER Developed and managed relationships for the sale of Horizon’s various investment platforms, working with institutional ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Comliance Director |
Davis, CA US - ( mi.) |
$100K to $150K |
Dec 2 |
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| EXPERIENCE / - Present NorthBay Healthcare Fairfield, CA Director, Corporate Compliance Handle all corporate compliance issues including compliance training, Corporate Compliance Committee, HIPAA implementation, Billing, Coding, Reimbursement issues, legal/regulatory issues, hotline complaints, risk management, contract review. Privacy Officer. / - / United Healthcare Chicago, IL Sr. Compliance Consultant Compliance auditing and monitoring for HMO. / - / Aon Corporation ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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