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Title |
Location - (Distance) |
Salary/Rate |
Date |
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employment law specialist |
Boston, MA US - ( mi.) |
$90K to $100K |
Mar 18 |
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| KILEY L. CLARK Tremont Street Apt. E Boston, MA () - – Cellular kiley EXPERIENCE Dana Farber Cancer Institute, Brookline Place West, Brookline, MA Sr. Employee Relations Manager, February – Present · Counsel staff members and managers related to employment and management issues such as policy interpretation, corrective action and conflict resolution · Monitor the ethics line and conduct investigations into any human resources-related ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Securities investigation |
Dedham, MA US - ( mi.) |
$60K to $100K |
Jul 21 |
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| Siobhan C. Fitzgerald Marlboro St Dedham MA -- EDUCATION Harvard University, Cambridge, MA Bachelor of Arts in Sociology DESIGNATIONS Certified Fraud Examiner, CFE LICENSES Series , , , , and MILITARY SERVICE - United States Navy Active Duty, Honorably Discharged Certified Legal Yeoman USN EXPERT WITNESS Provided deposition and testimony to company policy and procedures for financial irregularities to the State of NH for ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliancel Manager |
Sudbury, MA US - ( mi.) |
$90K to $120K |
Mar 20 |
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| PROFESSIONAL Experienced Paralegal with excellent written and oral SUMMARY communications skills. Demonstrated ability to work independently and in a group setting. Extensive experience in problem solving and meeting strict deadlines. EXPERIENCE April, - Present QUANTITATIVE ADVISORS, Lincoln, MA Regulatory Compliance Manager Maintain corporate records and filings Responsible for all regulatory filings for mutual fund, investment advisor and associated broker/dealer Responsible for ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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compliance |
Amesbury, MA US - ( mi.) |
$100K to $175K |
Nov 22 |
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| SECURITIES & BUSINESS LAW: Chief Compliance Officer, Counsel CAREER PROFILE & CREDENTIALS Highly accomplished Securities Compliance professional with + years experience in all aspects of the financial services industry. Experienced executive with strong track record of helping registered representatives and broker-dealers succeed in a highly regulated industry. Qualifications/achievements include: • Counsel to Executive Management team on all legal and compliance matters facing the firm. • ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Boston, MA US - ( mi.) |
$60K to $250K |
Jul 21 |
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| Deborah J. Alexander Riverway, # Boston, MA () - a.edu SUMMARY Compliance professional with experience in financial services and telecommunications/utility industries. Has ability to fully understand a system, and its accompanying internal controls, risks and regulations. Strengths are ability to take direction well, relate well to people, intellectually curious and adaptable to a variety of professional environments. EDUCATION MA in International ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Wellesley Hills, MA US - ( mi.) |
$60K to $80K |
Feb 14 |
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| Paul M. Hurney SUMMARY: Operations professional with plus years of experience in the Life Insurance and Annuity industry. Specialized areas of expertise include Licensing, Commissions and FINRA registrations. EXPERIENCE: Sun Life Financial Wellesley, Massachusetts Compliance Consultant August - present • Managed the FINRA registration program for the + registered representatives of the broker-dealer. • Advised employees on state licensing, appointment and continuing education ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
North Reading, MA US - ( mi.) |
$90K to $120K |
Jan 18 |
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| Susan C. Beane Financial Services professional with extensive compliance experience establishing strong working relationships with regulators and business partners. Proven success in leading corporate regulatory business functions, developing programs and cross-company initiatives in a fast-paced environment. Successful experience leveraging technology in support of business practices. Expands and preserves strong connections with FINRA, Technology, Compliance, Legal, Marketing and Risk ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Worcester, MA US - ( mi.) |
$70K to $200K |
Apr 23 |
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| PROFILE Experienced compliance professional who has served as chief compliance officer for both investment advisor and broker-dealer firms EXPERIENCE AVIVA INVESTORS NORTH AMERCIA, Westboro, MA -Present Vice President, Compliance Formulate, implement and monitor policies and procedures and direct the compliance operations and staff of this globally-oriented fixed income, real estate, derivatives and money market instrument adviser that is actively engaged in expansion of its investment ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance |
Boston, MA US - ( mi.) |
$110K to $130K |
Feb 23 |
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| PROFESSIONAL SUMMARY: Financial/IT risk and compliance professional with proven leadership, analytical, problem-solving and communication skills in support of value added business objectives. Extensive exposure with increasing responsibility and achievements in diversified business, systems and executive level operations. Over thirteen years of industry and financial services experience as well as twenty years’ experience in marketing and operations. Focused on SEC and state regulations, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Export Licensing and Compliance |
Feeding Hills, MA US - ( mi.) |
$80K to $90K |
Apr 30 |
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| KENNETH J. MARTIN JR. Phone: () - Tobacco Farm Road Work: () - Feeding Hills, MA OBJECTIVE: To secure employment with a progressive company in which I can apply my key competencies and expertise in the growing complexities of U.S. export policies, compliance and logistics. PROFESSIONAL EXPERIENCE / ¡V Present PRATT & WHITNEY, A UNITED TECHNOLOGIES CORPORATION, EAST HARTFORD, CT MANAGER, EXPORT LICENSING, COMPLIANCE AND TECHNOLOGY CONTROL ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Contracts Specialist, Policy Analyst, |
Everett, MA US - ( mi.) |
$60K to $100K |
Mar 10 |
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| TIANA VICTORIA HERCULE Chelsea Street Apt. , Everett, MA * () - * EDUCATION THE UNIVERSITY OF CONNECTICUT SCHOOL OF LAW, Hartford, Connecticut Juris Doctor, GPA: . Activities: Connecticut Bar Association, Member, Public Interest Law Group, Member Research Assistant to Professor Robin Barnes -, Consumer Advocacy State’s Attorney Externship, Black Law Student Association, Member THE UNIVERSITY OF CONNECTICUT SCHOOL OF BUSINESS, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance and Ethics Professional |
Northborough, MA US - ( mi.) |
if travel is required, reimbursable expenses |
Feb 8 |
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| NANCY L. SCOTT Pleasant Street, C, Northborough MA Home: .. email: Work: .. Cell: .. OBJECTIVE Intelligent, analytical, creative, and detail-oriented problem solver, with over twenty years of professional experience, seeking challenging growth opportunities in ethics, sustainability, corporate social responsibility, stewardship, compliance, or ombuds advisor role or roles. Adapts well to new ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Attorney |
Springfield, MA US - ( mi.) |
$130K to $200K |
Jan 18 |
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| JUNE M. SULLIVAN South Shore Drive, Springfield, Massachusetts Phone () - email: EXPERIENCE: HALLORAN & SAGE, LLP, Hartford, CT Defense Attorney – present Associate in litigation practice with cases involving insurance defense of professional liability, catastrophic accidents, HIPAA privacy issues, health care regulatory law, Social Security Disability appeals, and personal injury. Duties include researching and interpreting case law, statutes, and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Investment Compliance Analyst |
South Weymouth, MA US - ( mi.) |
$50K to $70K |
Sep 22 |
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| Matthew E. Botelho Tall Oaks Drive Unit South Weymouth MA (H) -- mbotelho@Verizon.net EXPERIENCE Aviva Life Insurance Company, Quincy, MA - Market Conduct Analyst (Compliance Unit) - Supported Director of Corporate Compliance by providing Monthly and Quarterly Reports regarding agent sales activity and replacement activity for our Life and Annuity products. • Monitored new business sales activity for the TSA, Agency and Bank channels to ensure state and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Tax, Attorney |
Danvers, MA US - ( mi.) |
$50K to $70K |
Nov 20 |
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| Bar Membership Admitted to Massachusetts State Bar, November Education Boston University School of Law – Graduate Tax Program, Boston, MA LL.M. in Taxation, May (. GPA) o Focused on taxation of business entities (C corps, S Corps, Partnerships and LLCs) o Completed courses concentrating on tax accounting, real estate taxation, executive compensation, employee benefits, international taxation, IRS procedure, state and local taxation, estate planning, personal taxation, etc. New ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Billing Supervisor |
Brighton, MA US - ( mi.) |
$40K to $50K |
Apr 20 |
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| EDUCATION Siena College, Loudonville, New York / Bachelor of Arts, Political Science Major, Legal Studies Concentration Overall GPA: ., Major GPA: . PROFESSIONAL EXPERIENCE Harmon Law Offices P.C., Newton, MA Billing Department Audit and Review Supervisor / – / • Reviewed work and assisted team in efficient resolution of any problems or concerns • Evaluated reports to ensure that deadlines and guidelines were followed • Communicated effectively with clients to resolve ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Director, Compliance |
Boston, MA US - ( mi.) |
$80K to $100K |
Mar 11 |
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| Bar Admission Massachusetts State Bar, admitted November Education Suffolk University Law School, Boston, MA Juris Doctor, cum laude, May Business Law and Financial Services Concentration Class Rank: Top % (/) Honors: Dean’s List, - Honorable Mention, Legal Practice Skills Oral Argument Competition, Fordham University, Bronx, NY Bachelor of Arts, History, May Cumulative GPA: ./. Honors: Dean’s List, - Phi Alpha Theta (History Honors Society), ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance/legal |
Haverhill, MA US - ( mi.) |
$40K to $50K |
Mar 29 |
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| Related courses: * Introduction to Paralegal * Family Law * Wills, Trusts, & Estates * Legal Writing * Real Estate Law * Tort Law Strengths and Qualifications: * Able to multi-task * Organized * Proficient with Microsoft Word * Frequent with Excel * Excellent customer service skills *Dakcs system *E-Collections *Frequent with Lexius Legal search Employment: Windham Professionals, Salem, NH / - Current Compliance Department Responsibilities include: *Review accounts to make sure policy and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Compliance Analyst |
Everett, MA US - ( mi.) |
$70K to $90K |
Jun 4 |
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| Legal Experience CONTRACT ATTORNEY Boston, MA April – July ; July – Present Document reviewer for WilmerHale and previously for Fidelity Investments and Law Offices of Robert W. Harrington in securities, pharmaceutical, and employment matters. Duties include: analyzing hard copy and electronic documents using Kroll Ontrack, Concordance, iConnect, and Clearwell; determining relevancy and privilege of documents; assisting in the preparation of witness interviews; and participating ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Specialist |
Boston, MA US - ( mi.) |
$60K to $70K |
Jun 10 |
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| EXPERIENCE Harmon Law Offices, PC Newton, MA ATTORNEY, OCTOBER -September Responsibilities: Negotiated with opposing counsel to resolve miscellaneous issues incident to the foreclosure process. Drafted Deed in Lieu documents as needed. Attended summary process hearings. Coordinated with the Land Court and various title companies to resolve title issues. Reviewed all documents necessary to complete a valid foreclosure. Fish and Richardson, PC Boston, MA BILLING COORDINATOR, OCTOBER ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance analyst |
Fall River, MA US - ( mi.) |
$50K to $60K |
Jul 26 |
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| EDUCATION University of Massachusetts at Dartmouth School of Law, North Dartmouth, MA Juris Doctor (May ) Honors and Activities • Member - Black Law Students Association University of Massachusetts at Dartmouth (UMass), Dartmouth, MA Bachelor of Arts in Political Science with a Concentration in International Relations, and a Minor in Economics (June ) Honors and Activities • Minority Dean Leadership Award • Founder – Pan Africa Cultural Organization • Who’s Who in American University ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Specialist |
Boston, MA US - ( mi.) |
$50K to $80K |
Jul 17 |
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| Melanie Markowski Marlborough Street # Boston, Massachusetts () - Bar Admission Admitted to Massachusetts Bar, November . Education Suffolk University Law School, Boston, MA Juris Doctor, May International Law Concentration GPA: . Honors: Phi Delta Phi, Rehnquist Inn, February –May Legal Practice Skills Excellence in Legal Writing, April The University of Texas, Austin, TX Bachelor of Arts with honors, May Majors: ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
Boston, MA US - ( mi.) |
$50K to $70K |
Sep 12 |
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| / http://www.indeed.com/me/daphne kaye / http://www.linkedin.com/in/daphnekaye WORK EXPERIENCE: (CHRONOLOGICAL) AMERICAN MODERN ENERGY (REHIRED) BOSTON, MA / – / MILLENNIUM PHARMACEUTICALS CAMBRIDGE, MA / – / AMERICAN MODERN ENERGY BOSTON, MA / – / COMCAST WASHINGTON MUTUAL MANCHESTER, NH SAN FRANCISCO, CA / – / - – / PROVIDIAN FINANCIAL SAN FRANCISCO, CA / – ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
Blackstone, MA US - ( mi.) |
$60K |
Jun 2 |
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| OBJECTIVE To further my career by utilizing the skills I have gathered in seven years of experience in the financial industry. SKILLS NASD Series and licenses. Three years of Management experience in which I have conducted interviews, written performance evaluations, and developed staff to provide outstanding customer service. As a member of Management, I built and maintained external client relationships with large broker-dealer firms. Computer knowledge includes experience with Microsoft ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Insurance Compliance |
East Longmeadow, MA US - ( mi.) |
$40K to $70K |
Jan 29 |
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| OBJECTIVE To obtain a position that will allow me to utilize my education and work experience for the benefit of the company as well as for personal growth and professional advancement. SUMMARY Accomplished professional offering over years of contract, compliance and operations experience. Highly organized with the ability to handle multiple projects simultaneously. Possess excellent interpersonal and communication skills with the ability to manage effectively with individuals at all levels. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Compliance Officer |
Boston, MA US - ( mi.) |
$70K to $90K |
Aug 30 |
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| EDUCATION: New York Law School, New York, NY J.D., Fordham University, Bronx, NY B.A., Political Science, ADMISSIONS: Massachusetts New York Member of Massachusetts and New York State Bar Associations EXPERIENCE: Cadence Capital Management LLC, Boston, MA A boutique registered investment advisor with $B under management. Separately managed clients and sub-advised U.S. mutual funds invested in U.S. long equities. Compliance Associate, October – July • Worked directly with ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Attorney |
Brookline, MA US - ( mi.) |
$80K to $100K |
Sep 14 |
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| PROFESSIONAL PROFILE Dedicated and principled attorney with a comprehensive knowledge of ethics, professional responsibility and litigation. Known for being a thorough and complete researcher and analyst with the ability to manage multiple, complex projects with efficiency and accuracy. Adept at handling interactions at all levels of the legal structure and within management. A strong leader, advocate, organizer and motivator with accomplishments based on effectiveness, expertise and passion ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Attorney, Compliance |
Brockton, MA US - ( mi.) |
$100K to $175K |
Sep 15 |
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| and on Linkedin Work Experience: Consulting: =>Financial & Legal Consulting Associates (Sept. to Current) *Manage the associate’s Compliance, ERISA, COBRA, HIPAA and Benefits *Handle various home offices and FINRA, compliance and Act inquiries *Draft simple and complex personal and business estate/business documents *Elder Law, Long Term Care Estate Protection, Probate and Dynasty Creation *Write, set-up, co-ordinate & perform - speaking engagements annually *Contracts, corporate ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
Boston, MA US - ( mi.) |
$50K to $70K |
Oct 14 |
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| Nathaniel R.J. Ulrich EXECUTIVE SUMMARY Experienced, non-manager with years working closely with multiple lines of business and senior leadership. Strong ability to work independently or with a team on multiple projects under time constraints. Working knowledge of Securities Markets, and Acts, GIPS, contract review and drafting. Additional experience in project management, budgeting, operations, and relation management. EDUCATION New England School of Law, Boston, MA May ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Professional |
Quincy, MA US - ( mi.) |
$50K to $80K |
Jun 4 |
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| PROFILE Compliance professional with over years of financial industry experience; a proven problem solver with exceptional ability to identify and resolve issues in a rigorous and continuously changing compliance environment Registered Principal – Series , , , , . WORK EXPERIENCE / - / Compliance Consultant MetLife Boston/MA Using discretion and judgment in reviewing, editing, and approving assigned marketing materials, advertising, sales literature and correspondence. As a ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Associate |
Brighton, MA US - ( mi.) |
$30K to $50K |
Mar 28 |
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| Personal Statement I am a motivated and dedicated individual who has a desire to succeed in any given situation. I excel at analysis and enjoy the challenge of piecing facts together to solve a problem. I strive to find logical solutions to complex problems. I can clearly communicate and explain ideas or information to all levels of knowledge. I am seeking a position where I can gain useful knowledge of the departments of justice. Qualifications Studying Criminal Justice for five years has ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Administrator |
Springfield, MA US - ( mi.) |
$40K to $50K |
Mar 21 |
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| BAR ADMISSION Commonwealth of Massachusetts, November EDUCATION Western New England University School of Law, Springfield, Massachusetts Juris Doctor, cum laude, May Honors: Dean’s List, CALI Awards- Conveyancing, Estate Planning, Landlord and Tenant Law, Property, Sales (Article of the UCC) Class Rank: /, Top % Average: . Seton Hall University, South Orange, New Jersey Bachelor of Arts in History, May Honors: Dean’s List, Seton Hall Academic Merit Scholarship ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
Boston, MA US - ( mi.) |
$50K to $80K |
Mar 19 |
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| PROFESSIONAL EXPERIENCE LEGAL: Middlesex County District Attorney’s Office Woburn, MA Pro Bono Attorney, Domestic Violence and Appellate Divisions (January – October ) Researched and drafted winning motions and appellate briefs; Participated in and observed all related Court proceedings; Successfully assisted the Prosecution in Grand Jury criminal indictment proceedings Windover Development, LLC Manchester, MA Legal Intern, (March - August ) Drafted construction contracts, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Regulatory Compliance |
Longmeadow, MA US - ( mi.) |
$120K to $150K |
Oct 26 |
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| Summary of Qualifications: • Effective communicator with strong written, verbal and interpersonal skills • Organized and detail oriented; knack for understanding logistics and procedures • Strong skills in time management, prioritizing tasks and meeting deadlines • Energetic self-starter that can work well independently or as a team member • Skilled in cultivating excellent working relationships with clients and colleagues across all organizational levels Professional Experience: / – ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Counsel / Compliance |
Waban, MA US - ( mi.) |
$120K to $200K |
May 25 |
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| SECURITIES COMPLIANCE AND REGULATORY COUNSEL Securities counsel with broad-based investment compliance and SEC enforcement experience. Most recently served as Chief Compliance Officer for registered investment adviser (including its private equity group) and its affiliated mutual funds; also served as SEC Enforcement counsel for + years with matters ranging from market timing scandals to financial fraud. Solid experience in managing robust compliance programs under the Advisers Act and Act. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Manager |
East Taunton, MA US - ( mi.) |
Annual Bonus, Options |
Nov 6 |
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| PAUL BUZZELL COTUIT ROAD • EAST TAUNTON, MASSACHUSETTS PHONE () - • E-MAIL PTPAAMBUZZ@COMCAST.NET FINANCIAL COMPLIANCE / AUDITING / RISK MANAGEMENT Profile: Highly respected Manager of Compliance in the Investment & Financial Service sector is eager to contribute his + years’ success, areas of knowledge of Mutual Funds, Distribution Tax Reporting, Governmental regulatory agencies, Statutes, Control processes, accounting, pricing and competencies: Risk Management Auditing ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Officer |
Buzzards Bay, MA US - ( mi.) |
$40K to $60K |
Apr 30 |
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| Employment MA Housing Authority:U.S. Security(March - Present) Housing Police OfficerUnder the general direction of the shift sergeant, performs a full range of police duties necessary to enforce the law. Investigates complaints, maintains order, aids individuals, and identifies criminal offenders. Identifies law enforcement problems, resolves conflicts, and provides other police services to the public as necessary. Colonial Auto Group:(November - December ) Information and Technology ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Analyst |
New Bedford, MA US - ( mi.) |
$50K to $60K |
Jul 31 |
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| Class Rank: / Graduated Cum Laude Dean’s List: Fall ; Spring CALI Excellence for the Future Awards: Legal Research and Writing I; Antitrust; Commercial Law – Sales; International Trade and Finance; Constitutional Law – Federal and State Bachelor of Science in Business Administration, May Boston University School of Management, Boston, Massachusetts Concentration: Finance Cumulative GPA: ./. Graduated Cum Laude Dean’s List: Fall , Fall , Fall , Spring ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Attorney |
Marblehead, MA US - ( mi.) |
$120K to $175K |
Apr 23 |
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| DESIGNATIONS & EDUCATION CIPP - Certified Information Privacy Professional - Member - International Association of Privacy Professionals Associate - Insurance Regulatory Compliance: LOMA anticipated CPCU - MBA - Boston University School of Management - LLM - Boston University School of Law - JD - Suffolk University Law School - BA - Trinity College - PROFESSIONAL EXPERIENCE LIBERTY MUTUAL INSURANCE GROUP - Portsmouth, NH –Present Manager of Operations and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Analyst |
Medway, MA US - ( mi.) |
$60K to $90K |
Feb 8 |
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| SUMMARY Senior Compliance Analyst with years of experience in the financial industry, specializing in subpoena responses to state, federal, SEC, and FBI requests, Privacy, Rule , Code of Ethics, SARS filings, a- testing, -c- trade monitoring, and Anti Money Laundering. EXPERIENCE JOHN HANCOCK SIGNATURE SERVICES -Present Senior Compliance Analyst (-Present) • Managed a % decrease in the number of accounts escheated since by developing a Lost ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Analyst |
Springfield, MA US - ( mi.) |
$40K |
May 22 |
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| BAR ADMISSION Commonwealth of Massachusetts, November EDUCATION Western New England University School of Law, Springfield, Massachusetts Juris Doctor, cum laude, May Honors: Dean’s List, CALI Awards- Conveyancing, Estate Planning, Landlord and Tenant Law, Property, Sales (Article of the UCC) Class Rank: /, Top % Average: . Seton Hall University, South Orange, New Jersey Bachelor of Arts in History, May Honors: Dean’s List, Seton Hall Academic Merit Scholarship ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Regulatory Compliance |
Lynn, MA US - ( mi.) |
$60K to $70K |
Feb 4 |
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| SUMMARY Extensive experience in mutual funds and annuities in compliance, shareholder reporting, and regulatory filing. Skilled in written communication, managing complex systems, and communicating effectively with management, vendors, and auditors. EXPERIENCE July - METLIFE December Business Consultant – Regulatory Communications Management • Managed print and electronic delivery of regulatory documents for enterprise variable products. Responsibilities included document set up, mail ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance, Attorney |
Stoughton, MA US - ( mi.) |
$70K to $120K |
May 24 |
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| Work Experience: Consulting: =>Financial & Legal Consulting Associates (Sept. to Current) *Manage the associate’s Compliance, ERISA, COBRA and HIPAA *Draft simple and complex personal and business estate documents *Elder Law, Long Term Care Estate Protection and Dynasty Creation *Write, set-up and perform - public speaking engagements annually. *Contracts, corporate formation, adoption agreement creation and management *Real estate transactions (sales, trusts, § exchanges, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
East Longmeadow, MA US - ( mi.) |
$50K to $80K |
Jan 22 |
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| SUMMARY Business professional offering over years of contract, compliance and operations experience with a record of success and accomplishment. Self-motivated team player, reliable and goal oriented. Highly organized and detailed with the ability to handle multiple projects simultaneously. Willing to put forth the effort required to achieve superior results. Possess excellent interpersonal and communication skills with the ability to manage effectively with individuals at all levels. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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LEGAL/COMPLIANCE |
Rutland, MA US - ( mi.) |
Negotiable $90K to $150K |
Sep 17 |
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| SUMMARY OF QUALIFICATIONS • years of experience as a professional in the insurance industry with extensive knowledge of state and federal insurance laws and regulations, compliance rules and litigation oversight. • years of experience as in-house counsel for a leading Massachusetts life insurer with over billion in ordinary life insurance in-force and . billion in assets. • Experience as a claims adjuster of property and casualty insurance claims. PROFESSIONAL EXPERIENCE -August ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Attorney/ Compliance |
Rutland, MA US - ( mi.) |
$90K to $150K |
Nov 4 |
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| SUMMARY OF QUALIFICATIONS • years of experience as a professional in the insurance industry with extensive knowledge of state and federal insurance laws and regulations, compliance rules and litigation oversight. • years of experience as in-house counsel for a leading Massachusetts life insurer with over billion in ordinary life insurance in-force and . billion in assets. • Experience as a claims adjuster of property and casualty insurance claims. PROFESSIONAL EXPERIENCE -August ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Analyst |
Boston, MA US - ( mi.) |
$70K to $90K |
Nov 10 |
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| EDUCATION: New York Law School, New York, NY J.D., Fordham University, Bronx, NY B.A., Political Science, ADMISSIONS: Massachusetts New York Member of Massachusetts and New York State Bar Associations EXPERIENCE: Cadence Capital Management LLC, Boston, MA A boutique registered investment advisor with $B under management. Separately managed clients and sub-advised U.S. mutual funds invested in U.S. long equities. Compliance Associate, October – July • Worked directly with ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Peabody, MA US - ( mi.) |
$40K to $50K |
Jul 27 |
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| Seeking a challenging position requiring extensive communication and managerial experience and a desire to contribute to the success of a growing organization. EXPERIENCE –Present University of North Carolina– Chapel Hill, NC Appeals Hearing Coordinator •Responsible for the adjudication of parking citation appeals through detailed investigations and mediation. •Interview appellant’s in-house as well as maintaining online web appeals/database. •Analyze data regarding reoccurring problematic ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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compliance associate |
Fall River, MA US - ( mi.) |
$50K to $60K |
Aug 14 |
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| EDUCATION University of Massachusetts at Dartmouth School of Law, North Dartmouth, MA Juris Doctor (May ) Honors and Activities • Member - Black Law Students Association University of Massachusetts at Dartmouth (UMass), Dartmouth, MA Bachelor of Arts in Political Science with a Concentration in International Relations, and a Minor in Economics (June ) Honors and Activities • Minority Dean Leadership Award • Founder – Pan Africa Cultural Organization • Who’s Who in American University ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Advisor |
Charlestown, MA US - ( mi.) |
$50K to $80K |
Aug 16 |
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| -Director rd Year Day/th Year Evening Competition - Journal of Trial & Appellate Advocacy, Member - Honors and Awards: Dean’s List -; -; - Suffolk Jurisprudence Award: Secured Transactions, Spring Suffolk Jurisprudence Award: Commercial Law Sales, Fall Honorable Mention, Legal Practice Skills Oral Advocate Award, Spring Trial Competition: Mock contract negotiation competition, Participant, April Legal Fraternity: Phi Delta Phi, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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