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Title |
Location - (Distance) |
Salary/Rate |
Date |
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Compliance Officer |
Jersey City, NJ US - ( mi.) |
$80K to $120K |
Dec 7 |
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| Objective: To obtain the position of Compliance Associate with an Investment Adviser. Licenses: Series , Series , Series Work Experience: MassMutual Financial Group, Overland Park, KS March -Present Compliance Officer Accomplishments: Designed a branch office central filing system in accordance with company and regulatory requirements Created a management system that offers the firm’s orphan client’s proper service and the firm manageability Rolled out privacy policy procedures ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Supervisor |
Fort Lee, NJ US - ( mi.) |
$50K |
Jul 11 |
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| WILLIAM A. AMAZZINI Banking professional with demonstrated supervisory capabilities in Regulations and Compliance. Extensive loan processing and collection experience. Recognized as dependable with attention to detail that often resulted in minimizing risk and potential losses. EXPERIENCE HUDSON UNITED BANK, North Bergen, NJ – Team Leader/Supervisor (-) Managed and supervised five departments: Return Mail, Account Verifications, Levy & Subpoena, Post Conversion. Expertise in ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Some College |
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Open |
Maplewood, NJ US - ( mi.) |
$70K to $250K |
Jan 14 |
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| Bianca Y. Greene Franklin Terrace Maplewood, NJ (C) () - - (H) .. SUMMARY: Primary point of contact for the Compliance Activities unit within the Office of Legal Management which is responsible for ensuring compliance for a staff of , and , students as well as outside vendors. Responsible for a mixture of project management and administrative functions as appointed by the Senior Vice President/General Counsel and the Directors. Supervise ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
North Caldwell, NJ US - ( mi.) |
$80K to $100K |
Aug 2 |
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| SUMMARY OF QUALIFICATIONS Experienced Compliance executive with over years in the Financial Services industry. Detail-oriented as well as excellent organizational, project management, analytical, and interpersonal skills. Proficient in MS Office. PROFESSIONAL LICENSURE * FINRA Series , , , , * NJ Resident Life/Health & Accident/Variable * NY Non-Resident Life/ Health & Accident/Variable * CT Non-Resident Life/ Health & Accident/Variable * Medallion Signature Guarantee Certified -- ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Hoboken, NJ US - ( mi.) |
range of $95,000-$135,000 |
Jan 11 |
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| FRANCINE COLON Hudson Street, Apt. #B Hoboken, NJ Home: .. Cellular: .. SUMMARY of QUALIFICATIONS: REGULATORY COMPLIANCE Skilled compliance professional with over ten years experience reviewing both equity and fixed income matters for major global institutions. Strong analytical and problem-solving skills: Distill complex financial reports and statements to ensure securities compliance and investment clarity; propose solutions to non-compliant ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Analyst |
Harrison, NJ US - ( mi.) |
$60K to $70K |
Jan 17 |
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| SKILLS SUMMARY Detailed oriented, highly conscientious, result-oriented professional with a history of demonstrated accomplishments, in conflict resolution, project management and negotiations. A self-starter and team player with interpersonal, organizational and problem solving skills. EMPLOYMENT SENIOR ASSOCIATE, COMPLIANCE Retirement’s Contract Compliance Unit (“CCU”) April -October Prudential Financial, Iselin, NJ • Quality Assurance Administrator of an internal Control Inventory ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Managing Director |
Moorestown, NJ US - ( mi.) |
$140K to $175K |
Mar 21 |
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| PROFESSIONAL SUMMARY: A Senior Financial Services Executive with an extensive background in the Brokerage and Banking industries. Created a successful vision, and organizational culture in award winning Operations and Compliance Departments. Strong operations, systems and business management skills with a track record in change management and organizational effectiveness. Proven leadership record in directing and managing complex projects utilizing a team approach and technology to reduce ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance |
pennsville, NJ US - ( mi.) |
$60K to $80K |
Mar 7 |
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| ROBERT A. POPE JR. Kansas Road Pennsville, New Jersey (Home) .. (Cell) .. CAREER SUMMARY Highly motivated compliance professional with six () years successful track record within the financial services industry. Proven ability to improve efficiency with documenting and implementing policies and procedures. Goal oriented individual experienced with coordinating regulatory examinations of broker dealers and registered investment advisers. Regulatory ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
New Milford, NJ US - ( mi.) |
$40K to $60K |
Mar 29 |
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| PROFESSIONAL EXPERIENCE Feb – Present NET TRIP TECHNOLOGY, NJ COMPUTER REPAIR & TELECOM CABLING • Computer repair and upgrades • OS system reinstalls, Driver installation, Virus removal, Ghosting • New / refurbished computer builds • CAT cable wiring (panel to wall and patch builds) Feb – May FINANCIAL NORTHEASTERN CO – FAIRFIELD, NJ COMPLIANCE (Consultant) • Conducted reviews of Exception reports, Employee trading and order tickets. • Responsible for assisting Option / Securities ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Mountain Lakes, NJ US - ( mi.) |
$130K to $200K |
Jun 29 |
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| HOWARD C. SAWRANSKY, Esq., CAMS EXECUTIVE SUMMARY: Compliance professional and strong business advocate. Expertise in AML, regulatory examinations, ‘Alphabet’ regulations, risk assessments and safety and soundness issues. Key player in Bank’s AML remediation project which developed effective KYC operational and control procedures for corporate and retail banking groups. PROFESSIONAL EXPERIENCE: BANK OF TOKYO-MITSUBISHI UFJ, LTD. June - Present VP and Business Lines’ Compliance Officer, New ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance |
North brunswick, NJ US - ( mi.) |
$30K to $40K |
May 12 |
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| TAMIKA S. EVANS Livingston Ave, Apt. C* North Brunswick, NJ *() - (cell) *Email: JOB OBJECTIVE Seeking Position with a company that affords me the opportunity to utilize my talents and strengths EDUCATION/CERTIFICATIONS & SKILLS B.A. in Psychology- The College Of NJ (Dec. ) Division of Developmental Disabilities Certification • Abuse & Neglect, Psychotropic Medications, Health and Hygiene Crisis Intervention Certification • Biopsychosocial ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Bayonne, NJ US - ( mi.) |
Negotiable $100K to $250K |
Mar 21 |
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| Cell SENIOR AML/OFAC COMPLIANCE EXECUTIVE Compliance expert, with over ten years of experience in the field. Skilled at policy review and writing, in order to comply with applicable state and federal rules. Successfully integrated new banking regulations into the organization’s policies, while writing applicable procedures to ensure compliance. Strong training, audit and interpersonal skills with an exceptional record of implementing change within the organization, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance |
Sayreville, NJ US - ( mi.) |
$60K to $70K |
Jul 11 |
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| OBJECTIVE Obtain a position as a Financial Compliance Officer – Securities PROFESSIONAL EXPERIENCE Pruco Securities LLC, Prudential Financial, Woodbridge, N.J. Registered Principal February - Present • Evaluate and approve new business applications and plans for suitability and compliance with the Patriot Act and firm policy • Partner with associates from other business units to resolve account issues • Review trade blotter daily for mutual fund breakpoints, B-share limits, mutual fund ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Englishtown, NJ US - ( mi.) |
$120K to $175K |
Aug 29 |
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| SUMMARY Successfully managed and created complex and diversified compliance departments at firms whose activities included a wide range of product lines and registered capacities (including proprietary trading, block trading, institutional brokerage, investment advisory, soft dollar, research and market maker functions in equities, fixed income, and options). During my employment at the NYSE and NASD, I managed and supervised examinations of member firms which included Financial, Operations, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Warren, NJ US - ( mi.) |
$80K to $120K |
Dec 26 |
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| MICHAEL J. MIGNANO Skyline Drive • Warren, New Jersey .. • Global Securities Markets • Securities Trading & Investigation • Regulatory Compliance • State & Federal Law Investment Adviser Creation & Registration • Securities Acts , & • Risk Management Transaction Management • Document Analysis • Communication Skills • Relationship Building PROFESSIONAL EXPERIENCE STARK & STARK, Princeton, New Jersey • -Present Associate Attorney Oversee ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Englishtown, NJ US - ( mi.) |
$80K to $90K |
Mar 19 |
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| PROFESSIONAL EXPERIENCE MetLife Broker Dealer Operations November -Present Principal Review and approve new account applications from the Broker Dealer to ensure all, business, compliance and regulatory requirements are met. Works closely with AML to identify possible fraud issues. Monitors the quality of new account and account maintenance processes. Monitors metrics for productivity. Document departmental policies and procedures with management. Attends Industry events including The ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | High School Diploma |
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Compliance |
Holmdel, NJ US - ( mi.) |
$80K to $100K |
Jan 26 |
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| Holli Holeman Pine Tree Terrace Holmdel, NJ () - ACADEMIC BACKGROUND Monmouth University, Long Branch, N.J., May M.A., Criminal Justice University of Maryland College Park, MD, Spring B.A. Criminology and Criminal Justice, Deans List, University of Maryland, Spring PROFESSIONAL EXPERIENCE Prudential, Newark NJ November -January • Investigator/Corporate Investigations Division Deutsche Bank, New York, NY, June -September ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Jersey City, NJ US - ( mi.) |
$60K to $80K |
Feb 19 |
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| John J. Weber Barrow Street, #D, Jersey City, New Jersey .. SUMMARY Senior Level Compliance Officer with skills in policy research, Regulatory issues and communication, coordination and development of training programs for worldwide Financial Services Institutions. Ability to condense, refine, simplify and communicate the purpose and significance of internal and external regulations. Strong group training and individual coaching skills. Ability to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Montclair, NJ US - ( mi.) |
$70K to $90K |
Jun 3 |
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| Regulatory/Compliance Professional PROFILE Regulatory and Compliance professional with over eight years of proven success in a not-for-profit and publicly trade organization; possessing the knack for relationship building and dissecting regulatory requirements across the board. My ability for quick mastering of concept is a direct result of my diverse background: • Drive for success with several years of proven result • Passion for gaining professional relationships • Thrive in deadline-driven ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Little Ferry, NJ US - ( mi.) |
$70K to $80K |
Oct 22 |
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| Mary D. Alvarez A Liberty Street Unit Little Ferry, New Jersey -- and EXPERIENCE: March - April IBM, Palisades Technology Partners Mortgage QA Tester (Consultant) Manually test wholesale mortgage system requirements per functional specifications document Create and execute test scripts Report system defects to developers and document via JIRA system Responsible for retesting and reporting on testing status September -December ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Elmwood Park, NJ US - ( mi.) |
$40K to $60K |
Oct 15 |
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| ROBERT P. SUDOL Susan Court Elmwood Park, New Jersey - Home: -- SALES & MANAGEMENT CAREER PROFILE Seeking to Transfer Broad-Based Skill Set, + Years of Experience inResidentential/Commercial Markets, and Year-Over-Year of Business Development Success of building exceptional relationships within the banking industry. Backround consists of, successfully completing several quality control audits, underwriting, processing, closings, funding, compliance and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Nutley, NJ US - ( mi.) |
$60K to $90K |
Feb 15 |
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| SUMMARY OF QUALIFICATIONS OF AML/BSA/KYC/USA PATRIOT ACT ASSOCIATE Strategic leader and thinker with successful background in monitoring and reviewing monetary transactions Big picture thinker with an ability to perform enhanced due diligence to analyze source of funds, PEP’s, prospective clients and general account activity Experience performing searches using Westlaw, LexisNexis, OFAC, World-Check and internal databases Played a key role in creating, collecting and compiling data and evidence ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Elizabeth, NJ US - ( mi.) |
$40K to $50K |
Dec 7 |
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| Jessica Lopez () -Elizabeth, NJ EDUCATIONBerkeley College, West Paterson, New JerseyBachelors Degree in International BusinessEXPERIENCE- Long Beach, a Div. of Washington Mutual Bank – Clark, NJ Senior Loan Coordinator* Reviewed and validated customer financial documents and loan conditions* Ordered and reviewed customers verifications and vendor orders* Identified and solved procedural issues including the implementation of resolution* Monitored pricing information to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Cranbury, NJ US - ( mi.) |
$50K to $70K |
Jan 25 |
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| Qualifications Summary: „P Strengths and Accomplishments: Over four years in the Pharmaceutical/Biotech industry, highly focused and results-oriented in supporting complex, deadline-driven operations. Able to identify goals and priorities and resolve issues effectively, execute and track project defined deadlines. Excellent written and verbal skills and the ability to communicate with all levels of management; solid skills in improving productivity and efficiency while reducing costs. „P ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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compliance |
Aberdeen, NJ US - ( mi.) |
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Apr 2 |
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| CHRISTOPHER SWENSEN Charles Street, Aberdeen, NJ () -• Email: SUMMARYSecurities industry executive with strong problem solving skills in organizational matters and an extensive regulatory background. . Experience in Domestic and International trading, sales practices, research, marketing, fixed-income, options products and brokerage operations. Extensive compliance experience with particular emphasis on NYSE, SEC, CBOE, NASD, FRB, OCC and ERISA regulatory rules. ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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compliance |
Somerset, NJ US - ( mi.) |
$40K to $50K |
Jan 10 |
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| Dorothy M. Bennett Objective To obtain a position with a fast growing company that can leverage my experience as a Project Tracker and Compliance Analyst Experience June – January Solix, Inc. Parsippany, NJ PIA (Program Integrity Assurance ) Reviewer Evaluate the compliance of applicants and service providers who are seeking to participate in the Schools and Libraries Universal Service Support Program; complete the initial review of applications in an accurate and efficient manner and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Bayonne, NJ US - ( mi.) |
$90K to $140K |
Feb 1 |
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| THEODORE J. DRAGON Broadway, #Bayonne, NJ PHONE E-MAIL TDRAGON@YAHOO.COMBAR MEMBERSHIPS: New York, New Jersey & PennsylvaniaSECURITIES LICENSES: NASD Series , and (expired /) EDUCATION: VILLANOVA UNIVERSITY, Villanova, Pennsylvania, LL.M. (Masters in Law), Taxation, UNIVERSITY OF BALTIMORE, Baltimore, Maryland, Juris Doctor, PENNSYLVANIA STATE UNIVERSITY, University Park, Pennsylvania, Bachelor of Arts, Labor Relations, SKILLS: Extensive ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Somerset, NJ US - ( mi.) |
$80K to $100K |
Feb 22 |
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| Extensive background in operations, sales support, contract administration and leasing documentation. Adept in managing and servicing medium to multi-million dollar accounts ($,-$,,). Strong organizational, negotiation, analytical and interpersonal skills. Driven, energetic, results oriented team player. Creative and detailed oriented; proficient in problem identification, evaluation, and resolution. PROFESSIONAL EXPERIENCE SG EQUIPMENT FINANCE USA CORP., ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Pennington, NJ US - ( mi.) |
$100K to $150K |
Sep 18 |
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| LEGAL EXPERIENCE WHITE & CASE, LLP, New York, NY Staff Attorney, to // • Representing clients in complex commercial and antitrust litigation as well as regularly advising on environmental issues in project and acquisition financing matters. Manage large and complex litigation discovery projects. SIGNIFICANT CASES • Representing a generic drug manufacturer in a number of state Attorney General suits alleging false claims act, common law fraud, RICO and consumer protection claims based ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Chesterfield, NJ US - ( mi.) |
$40K to $70K |
Feb 9 |
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| PARALEGAL PROFESSIONAL COMPETENCIES Easy HUD/RESPA Lexis Nexis/Westlaw Legal Terminology Easy Soft Family (CIA) Microsoft Office HR Terminology Federal E-Filing State/Federal laws Compliance Multi Site Management EDUCATION FAIRLEIGH DICKINSON UNIVERSITY, Eatontown, NJ Paralegal Certificate/A.B.A. Approved- January FAIRLEIGH DICKINSON UNIVERSITY, Teaneck, NJ Masters Degree– Major: Human Resource Administration- June RUTGERS UNIVERSITY, New Brunswick, NJ Bachelor of Arts Degree– ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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compliance |
Freehold, NJ US - ( mi.) |
$60K to $90K |
Dec 9 |
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| ATTORNEY AT LAW Powerful and savvy attorney with history winning highly favorable outcomes for massive caseloads in complex compliance, litigation, and negotiation matters in public, private, and government realms. Safeguards clients’ interests and assets by proactively uncovering and mitigating potential risks and liabilities. Develops powerful strategies for proceedings by providing -degree perspective of both prosecution and defense. Leverages outstanding legal acumen to maximize contract ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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compliance |
New Providence, NJ US - ( mi.) |
$60K to $100K |
Mar 30 |
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| Experienced and true right hand assistant who is able to effectively interact with a variety of high profile, strong personalities and is eager to take charge of this position in handling wide range of administrative and executive support related tasks and able to work independently • Ability to take initiative and work with minimal supervision. • Strong sense of teamwork, client service and resourcefulness. • Strong sense of confidentiality and discretion on all matters. • Ability to ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Compliance |
East Orange, NJ US - ( mi.) |
$90K to $110K |
Apr 27 |
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| SECURITIES REGULATORY & COMPLIANCE PROFESSIONAL Financial Services Professional with extensive experience in equity and options trading, surveillance, research, back office trade support, and general securities regulation. Passionate about regulation and staying abreast of trends and industry news. Adept at building and maintaining solid relationships without compromising the integrity of the investigatory or regulatory process. • Played an integral role in the start-up of the ISE Surveillance ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Old Bridge, NJ US - ( mi.) |
$100K |
Jan 28 |
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| EXPERIENCE BANK LEUMI USA, NEW YORK, JUNE -PRESENT VICE PRESIDENT, QUALITY ASSURANCE OFFICER Responsible for conducting targeted compliance reviews of both BSA/AML and other areas including the branches; monitoring customers’ transactions on an ongoing basis for compliance with BSA/AML, OFAC, KYC, SAR, and other BSA/AML related laws and regulations, assisting management to establish and revise policies and procedures, participate in special projects pertaining to systems/procedures and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance |
Hasbrouck Heights, NJ US - ( mi.) |
$70K to $80K |
Dec 7 |
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| Anthony Gomez PASADENA AVE, HASBROUCK HEIGHTS, NJ, Cell: -- ProfileSenior management experience supported by successful organizational and management skills which have been instrumental in the evolution of a primarily paper based mortgage lending bank to a technologically driven mortgage lender, more efficiently capable of competing with their modern day contemporaries. Utilizing nine years of IT and project management skills from previous professional experiences combined ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Hoboken, NJ US - ( mi.) |
$100K to $120K |
Apr 14 |
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| -- Jefferson Street, Apt L - Hoboken, NJ Senior Regulatory Compliance Specialist PROFILE Offering progressive professional and academic experience in regulatory affairs and compliance, with comprehensive legal and financial background. Specialty in Equities, Capital Markets, Fixed Income, Asset Management and Structured Products. Extensive financial product knowledge, including mutual funds, derivatives, UIT’s, bonds, and stocks, as well as OATS, OTS, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance |
Elizabeth, NJ US - ( mi.) |
$70K to $100K |
Apr 30 |
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| PROFESSIONAL PROFILE Extensive industry experience including brokerage, banking, credit unions and insurance firms. Developed policies and procedures to mitigate risk and regulatory liability. Implemented and monitored compliance training programs for employees and representatives. Conducted analysis, investigations and surveillance of client and employee accounts and transactions insuring firm’s compliance to AML, KYC, OFAC, and BSA rules and regulation. Proven record of dependability with ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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PARALEGAL/ COMPLIANCE ANALYST |
Jersey City, NJ US - ( mi.) |
$70K to $90K |
Aug 24 |
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| AML-RELATED KEY QUALIFICATIONS AND EXPERTISE *Proven Suspicious Activity Report (SAR) investigator and writer at STANDARD CHARTERED BANK. *Knowledge of money laundering typologies involving companies and individuals transacting to and from the United States and various jurisdictions worldwide, including, but are not limited to, countries in the former USSR, the Middle East, Central and South America, and Asia Pacific. * Knowledge and understanding of Correspondent Banking and wire transfer ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Legal |
Absecon, NJ US - ( mi.) |
$50K to $80K |
Mar 23 |
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| GIOVANNI S. LOPRESTI Holly Brook Road • Galloway, New Jersey .- • LEGAL FINANCIAL SERVICES PROFESSIONAL Legal and financial services professional with more than years of experience in providing corporate legal consultation, rescuing lost revenue, and administering multimillion dollar portfolios. Expertise in mediation, bankruptcy law, and foreclosure litigation. Stellar background in the mortgage finance industry, specializing in collections ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 2-Year College Degree |
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Compliance or Grants |
West New York, NJ US - ( mi.) |
$110K to $140K |
Oct 11 |
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| Providence College, Providence, RI Bachelor of Science, Finance, May Minor: Economics Honors: Dean’s List (, ) Activities: Intramural Soccer (-) Finance Club (-) EXPERIENCE Clara Maass Medical Center (Saint Barnabas Health Care System) Belleville, NJ Local Compliance Officer & Physician Contract Officer January -July • Coordinate annual compliance education and training for all employees, medical staff, and vendors. • Direct the implementation of the annual ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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PARALEGAL or COMPLIANCE ANALYST |
Jersey City, NJ US - ( mi.) |
OPEN $60K to $80K |
Jul 19 |
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| William P. Cadenilla Central Avenue Jersey City, NJ Cell: () - E-mail: w AML COMPLIANCE RELATED KEY QUALIFICATIONS AND EXPERTISE () AML ANALYST work experience at the Legal and Compliance Department of STANDARD CHARTRED BANK, a wholesale bank with an international presence. () Six years law firm Fiduciary Accounting experience which involved an annual accounting of money market/ brokerage accounts from Sanford Bernstein, Citigroup, etc. () Superb ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Comliacne/AML Officer |
Passaic, NJ US - ( mi.) |
$60K to $250K |
Nov 26 |
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| LEON KOGAN, CAMS High Street Passaic, NJ () -, SUMMARY Financial Capital Markets expert with strong command of all aspects of BSA/AML, USA PATRIOT ACT, FinCen, US Treasury, SEC and FINRA rules. Extensive experience in analyzing transaction for suspicious activity and filing SAR reports. Excellent analytical, decision-making and interpersonal skills and an ability to quickly adapt to a changing market environment. Practical problem solving and strategic ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Senior Attorney/Compliance |
Verona, NJ US - ( mi.) |
$130K to $200K |
Mar 31 |
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| Dennis Bertron Home: () - Cell: () - Newman Avenue Verona, New Jersey Atticus Capital LP, New York, NY January ¨C January Atticus Capital is a hedge fund with approximately $ Billion AUM with offices in New York and London. Vice President and Assistant General Counsel - Recruited by general counsel to improve the Firm¡¯s regulatory reporting in the U.S. and around the world. Responded to regulatory inquires from various foreign ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Attorney |
Trenton, NJ US - ( mi.) |
$75,000 to $100,000 |
Aug 27 |
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| Experience Law Offices of Lance D. Brown, Esq., Trenton, NJ • Owned business which dealt primarily with corporate, securities compliance (‘ and ‘), insurance compliance, trusts and estate tax planning. • Council for branch agencies of Guardian Life Insurance, Park Avenue Securities and Raymond James Financial. • Supervised Legal Compliance departments. • Instructed employees and attorneys in estate planning, securities and insurance law. • Developed client base and created interdisciplinary ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Officer |
Somerset, NJ US - ( mi.) |
$40K to $60K |
Feb 10 |
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| Objective To secure a position where my skills, experience and education can be used to our mutual benefit. Skills Summary Demonstrated communications client/customer service and problem solving skills. Professional Experience - Present Merrill Lynch Tax Reporting Consultant ¡ñ Respond to Client, CPA and Branch inquiries regarding Tax Reporting and Remic Statements ¡ñ Utilize Rumba/Passport mainframe and Merrill Lynch Online to assist clients ¡ñ Explain different segments of the Tax ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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attorney |
Colonia, NJ US - ( mi.) |
$80K to $100K |
Mar 29 |
|
| Experience: Contract Attorney Document Reviews: August to October Relevancy and privilege review in education Methfessel & Werbel class action for handicapped students, using Kroll On Track Inview software. February to March Relevancy and privilege review to identify Lowenstein & Sandler the mutual funds feeding money into the Bernie Madoff affair Used Concordance software September Relevancy review of Merrill Lynch’s employees Morgan Lewis involvement in the sub-prime mortgage ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Compliance Resume |
Parlin, NJ US - ( mi.) |
$30K to $50K |
Apr 5 |
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| OBJECTIVE: To obtain a position that will allow me to apply my knowledge and excel WORK EXPERIENCE: February -Present HSBC: Bridgewater, NJ Compliance Analyst-Insurance (Temporary Employee) -Assure compliance of insurance filings with laws, regulations and standards of good market practices in various jurisdictions -Test adherence to compliance policies and procedures and report results of review -Assist compliance team meet deadlines -Draft new and revise existing insurance filings ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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Compliance Analyst |
hoboken, NJ US - ( mi.) |
$50K to $80K |
Sep 22 |
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| Objective Seeking a position within the realm of Compliance, Risk Management, or Trade Execution in the financial industry requiring knowledge of NASD rules and regulations, skills in assessing risk and developing strategies to manage that risk, and/or skills of interpretation, analysis, and execution of trades and procedures in the financial markets.Experience Compliance Analyst, Assent LLC Hoboken, NJ June -Present• Assure that regulatory requirements and company policies are implemented, ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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MANAGING ATTORNEY |
Emerson, NJ US - ( mi.) |
$90K to $120K |
Nov 2 |
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| JOHN DANIEL STRATHMAN, ESQ. Park Avenue Emerson, New Jersey Eltman, Eltman & Cooper, P. C., Attorneys At Law, New York, New York, October to July New York Law Office, Managing Attorney, October to January National Managing Attorney, January to April Managing Attorney, Special Enforcement, May to November Managing Attorney, Chief Information Officer, November to July § Responsible for the review, preparation and prosecution of , ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | Post Graduate Degree |
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Entry Level Position, Eager to Work and Train |
Jackson, NJ US - ( mi.) |
$30K to $50K |
Sep 27 |
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| JOSEPH SCIARAFFO Barbaras Way – Jackson, NJ () - CAREER OBJECTIVE Results-driven leader eager to contribute dynamic analytic, leadership and communication skills toward actively supporting a progressive organization in a compliance or legal capacity PROFILE Offer approximately + years’ progressive experience in a wide array of environments Entrusted with achieving optimal utilization of human and financial resources Effectively define, develop and ... More |
| Career Focus: | VALUE NOT FOUND |
Education Level: | 4-Year College Degree |
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