Regulatory/Compliance Manager

••••• A. •••••
•••••
Apollo, PA •••••

SUMMARY
Senior Compliance Manager with ••••• years of corporate compliance and regulatory experience. Proven record of assessing, implementing and directing compliance programs that complement business objectives. Hands on manager with strong organizational, leadership and strategic skills. Excellent communication and problem resolution skills.

CORE COMPETENCIES

LEADERSHIP/TEAM BULDING
PROJECT MANAGEMENT
PROBLEM SOLVING AND ANALYSIS•••••
EXCELLENT COMMUNICATOR
FLEXIBILITY/MULTI-TASKING •••••
ANALYTICAL THINKING


PROFESSIONAL EXPERIENCE

PNC Financial Services Group, Pittsburgh, PA •••••
Compliance Director, Core Banking •••••

Successfully directed comprehensive compliance programs that effectively maintained the delicate balance between supporting and furthering business objectives and complying with applicable regulatory requirements.

Experience managing compliance programs and organizational interactions among legal, compliance, technology, operations, risk and business management to achieve enterprise-wide view and risk-based approach to developing and achieving objectives. Gains consensus and buy-in across organizational and functional boundaries to achieve alignment and positive interactions among senior managers, regulators, auditors and other stakeholders.

Developed and implemented compliance programs for multiple lines of business that enhance efficiency and effectiveness by embedding compliance requirements in business processes and organizational culture and achieve excellent examination results from various regulatory agencies.

Executed risk based compliance analysis for business units by reviewing business internal control structures and associated inherent and residual risks. Developed and implemented comprehensive solutions for the businesses to enable the businesses to successfully manage their compliance risk.

Successful in hiring, motivating and retaining quality personnel by creating a positive work environment with excellent communication, resulting in outstanding employee retention.

Lead compliance project manager developing and executing corporate acquisition activities. Successfully managed multiple acquisitions simultaneously.

Formulated and executed comprehensive project management plans for implementation and integration of complex regulatory requirements across business lines and operations.

Selected by executive management to be a member of the companys Senior Women Diversity Group. Led initiatives to facilitate diversity across the organization.

Selected by executive management as a senior mentor in the Womens Mentoring Initiative.


PNC Financial Services Group, Pittsburgh, PA •••••

Senior Compliance Manager, Lending
Compliance Manager, Treasury Management
Compliance Manager, Bank Secrecy Act Officer
Compliance Officer, Pittsburgh Market

Responsible for the development and execution of various compliance programs focusing on the incorporation of compliance requirements into business policies and procedures; training program development and delivery; management reporting, evaluation and development of internal controls, support of business initiatives and execution of compliance monitoring programs.



Dollar Bank, Federal Savings Bank, Pittsburgh, PA •••••

Compliance Officer and Attorney

Primarily responsible for the development of the banks compliance program. Served as in-house counsel supporting foreclosure and bankruptcy matters, review of software licensing agreements and legal matters related to the banks branch network.


EDUCATION

Juris Doctorate, Duquesne University School of Law
Bachelor of Arts, Criminology/Pre-Law, Indiana University of Pennsylvania
Paralegal Certification, Community College of Allegheny County


PROFESSIONAL AFFILIATIONS

American Bar Association
Pennsylvania Bar Association
Allegheny County Bar Association


COMPUTER SKILLS

Lotus Notes, Microsoft (Word, Excel, PowerPoint)